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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
(+9.9%)
Cap. Flow
+$39.5M
Cap. Flow
% of AUM
3.14%
Top 10 Holdings %
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$21.1M |
| 2 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$17.9M |
| 3 |
WisdomTree US MidCap Fund
EZM
|
+$5.8M |
| 4 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$5.05M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$11.3M |
| 2 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$6.74M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.09M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.9M |
| 5 |
Invesco S&P SmallCap 600 Revenue ETF
RWJ
|
+$2.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.77% |
| 2 | Technology | 6.26% |
| 3 | Healthcare | 2.89% |
| 4 | Consumer Staples | 2.13% |
| 5 | Energy | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Royal Gold
RGLD
$19.5B
| $317K | 0.03% |
2,595
| – | – |
|
277
State Street
STT
$50.7B
| $315K | 0.03% |
3,989
+1
| +0% | +$70 |
|
278
iShares Select Dividend ETF
DVY
$23.6B
| $307K | 0.02% |
2,911
| – | – |
|
279
BHP
BHP
$230B
| $304K | 0.02% |
6,236
+740
| +13% | +$33.6K |
|
|
GRMN
280
Garmin
GRMN
$60B
| $302K | 0.02% |
3,100
-571
| -16% | -$53.2K |
|
281
ARK Israel Innovative Technology ETF
IZRL
$141M
| $298K | 0.02% |
13,500
-1,200
| -8% | -$25.9K |
|
282
Sony
SONY
$138B
| $298K | 0.02% |
21,925
+20,660
| +1,633% | +$258K |
|
283
Ross Stores
ROST
$81.9B
| $296K | 0.02% |
2,544
-1,269
| -33% | -$143K |
|
|
SYSB
284
iShares Systematic Bond ETF
SYSB
$1.17B
| $294K | 0.02% |
2,885
-1,609
| -36% | -$163K |
|
|
LSI
285
DELISTED
Life Storage, Inc.
LSI
| $292K | 0.02% |
4,058
-625
| -13% | -$44.7K |
|
286
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $291K | 0.02% |
7,744
-374
| -5% | -$14K |
|
287
iShares Russell Mid-Cap Value ETF
IWS
$16B
| $288K | 0.02% |
3,043
| – | – |
|
288
S&P Global
SPGI
$120B
| $288K | 0.02% |
1,056
-5
| -0.5% | -$1.3K |
|
289
BP
BP
$107B
| $287K | 0.02% |
7,616
-37
| -0.5% | -$1.41K |
|
290
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $287K | 0.02% |
766
+243
| +46% | +$87.8K |
|
291
Copart
CPRT
$27.5B
| $285K | 0.02% |
12,540
+10,788
| +616% | +$230K |
|
292
Align Technology
ALGN
$12.3B
| $284K | 0.02% |
1,021
| – | – |
|
293
KeyCorp
KEY
$24.4B
| $284K | 0.02% |
14,066
-1,500
| -10% | -$28.3K |
|
294
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
| $282K | 0.02% |
1,422
+304
| +27% | +$57.7K |
|
295
iShares MSCI ACWI ETF
ACWI
$33.5B
| $277K | 0.02% |
3,502
-14,815
| -81% | -$1.13M |
|
296
Invesco Building & Construction ETF
PKB
$453M
| $270K | 0.02% |
8,145
-1,979
| -20% | -$66.3K |
|
297
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $269K | 0.02% |
3,347
-135
| -4% | -$10.9K |
|
298
VF Corp
VFC
$5.89B
| $268K | 0.02% |
2,698
-2,505
| -48% | -$225K |
|
299
Allstate
ALL
$67.5B
| $267K | 0.02% |
2,376
+80
| +3% | +$8.73K |
|
300
Stryker
SYK
$130B
| $267K | 0.02% |
1,274
+184
| +17% | +$38.2K |
|
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Carroll Financial Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.
- Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
- Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
- Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
- Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
- Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.
Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.