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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
276
Franklin Resources
BEN
$17.2B
$275K 0.03%
8,304
-10,496
-56% -$331K
IYC icon
277
iShares US Consumer Discretionary ETF
IYC
$1.23B
$272K 0.03%
+5,324
New +$262K
PRNT icon
278
The 3D Printing ETF
PRNT
$65M
$272K 0.03%
12,305
-1,600
-12% -$35.4K
BSV icon
279
Vanguard Short-Term Bond ETF
BSV
$45.6B
$269K 0.03%
3,382
+186
+6% +$14.7K
ET icon
280
Energy Transfer Partners
ET
$69.3B
$268K 0.03%
17,452
+251
+1% +$3.73K
DVY icon
281
iShares Select Dividend ETF
DVY
$23.6B
$265K 0.02%
2,705
-610
-18% -$58.4K
REGN icon
282
Regeneron Pharmaceuticals
REGN
$80.8B
$264K 0.02%
644
+577
+861% +$238K
IVE icon
283
iShares S&P 500 Value ETF
IVE
$49.8B
$261K 0.02%
2,316
+45
+2% +$4.94K
LMT icon
284
Lockheed Martin
LMT
$136B
$260K 0.02%
866
+324
+60% +$95K
RACE icon
285
Ferrari
RACE
$72.5B
$260K 0.02%
1,946
+1,826
+1,522% +$224K
KEY icon
286
KeyCorp
KEY
$24.4B
$257K 0.02%
16,367
– –
STT icon
287
State Street
STT
$50.7B
$257K 0.02%
3,920
+23
+0.6% +$1.59K
O icon
288
Realty Income
O
$59.1B
$253K 0.02%
3,559
– –
BHP icon
289
BHP
BHP
$230B
$250K 0.02%
5,136
+114
+2% +$5.2K
DTEC icon
290
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$250K 0.02%
8,621
-9,000
-51% -$247K
MCHI icon
291
iShares MSCI China ETF
MCHI
$6.38B
$247K 0.02%
3,957
– –
ROST icon
292
Ross Stores
ROST
$81.9B
$247K 0.02%
2,660
+576
+28% +$52.9K
AGN
293
DELISTED
Allergan plc
AGN
$245K 0.02%
1,675
+105
+7% +$15.2K
TWLO icon
294
Twilio
TWLO
$36.6B
$244K 0.02%
+1,890
New +$213K
EPAM icon
295
EPAM Systems
EPAM
$5.03B
$241K 0.02%
+1,430
New +$214K
GD icon
296
General Dynamics
GD
$106B
$241K 0.02%
1,428
+200
+16% +$33.7K
CBL
297
DELISTED
CBL& Associates Properties, Inc.
CBL
$237K 0.02%
153,100
-13,870
-8% -$29.6K
FVD icon
298
First Trust Value Line Dividend Fund
FVD
$8.4B
$236K 0.02%
7,273
– –
SYK icon
299
Stryker
SYK
$130B
$235K 0.02%
1,190
– –
XLY icon
300
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$234K 0.02%
4,116
-526
-11% -$28.5K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.