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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
276
iShares Russell 1000 ETF
IWB
$50.2B
$208K 0.02%
1,292
-384
-23% -$61K
EW icon
277
Edwards Lifesciences
EW
$51.7B
$205K 0.02%
3,546
– –
GLW icon
278
Corning
GLW
$143B
$205K 0.02%
5,810
– –
VEA icon
279
Vanguard FTSE Developed Markets ETF
VEA
$237B
$205K 0.02%
4,748
+574
+14% +$24.7K
IWP icon
280
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$204K 0.02%
3,024
– –
IAU icon
281
iShares Gold Trust
IAU
$64.4B
$202K 0.02%
8,850
– –
O icon
282
Realty Income
O
$59.1B
$196K 0.02%
3,559
+258
+8% +$14.2K
EPS icon
283
WisdomTree US LargeCap Fund
EPS
$1.65B
$195K 0.02%
6,000
– –
FNB icon
284
FNB Corp
FNB
$6.75B
$191K 0.02%
15,057
– –
TOWN icon
285
Towne Bank
TOWN
$3.42B
$190K 0.02%
6,162
– –
IDLV icon
286
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$189K 0.02%
5,842
+3
+0.1% +$98
WELL icon
287
Welltower
WELL
$171B
$189K 0.02%
2,944
+228
+8% +$14.7K
DNP icon
288
DNP Select Income Fund
DNP
$4.09B
$188K 0.02%
16,989
– –
NULV icon
289
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$188K 0.02%
6,237
– –
TROW icon
290
T. Rowe Price
TROW
$24.3B
$188K 0.02%
1,722
– –
THFF icon
291
First Financial Corp
THFF
$969M
$187K 0.02%
3,729
– –
BIL icon
292
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$186K 0.02%
+2,037
New +$186K
VFC icon
293
VF Corp
VFC
$5.89B
$186K 0.02%
2,121
– –
BND icon
294
Vanguard Total Bond Market
BND
$161B
$185K 0.02%
2,363
+973
+70% +$76.9K
KMI icon
295
Kinder Morgan
KMI
$68.7B
$185K 0.02%
10,440
+498
+5% +$8.9K
NTAP icon
296
NetApp
NTAP
$37.2B
$185K 0.02%
2,162
+31
+1% +$2.56K
GM icon
297
General Motors
GM
$76.8B
$184K 0.02%
5,475
+38
+0.7% +$1.4K
BIIB icon
298
Biogen
BIIB
$30.7B
$183K 0.02%
519
+4
+0.8% +$1.38K
FLTR icon
299
VanEck IG Floating Rate ETF
FLTR
$3.04B
$180K 0.02%
+7,114
New +$180K
HSCZ icon
300
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$257M
$180K 0.02%
5,768
– –
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.