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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
276
Stryker
SYK
$130B
$191K 0.02%
1,187
-28
-2% -$4.51K
IWB icon
277
iShares Russell 1000 ETF
IWB
$50.2B
$189K 0.02%
1,292
– –
LH icon
278
Labcorp
LH
$25.9B
$186K 0.02%
1,339
– –
IWP icon
279
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$185K 0.02%
3,024
– –
VEA icon
280
Vanguard FTSE Developed Markets ETF
VEA
$237B
$184K 0.02%
4,174
+1,682
+67% +$76.3K
VNQ icon
281
Vanguard Real Estate ETF
VNQ
$39.1B
$184K 0.02%
2,439
-1,550
-39% -$119K
EPS icon
282
WisdomTree US LargeCap Fund
EPS
$1.65B
$182K 0.02%
6,000
– –
IDLV icon
283
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$182K 0.02%
5,515
+363
+7% +$12.2K
DVY icon
284
iShares Select Dividend ETF
DVY
$23.6B
$181K 0.02%
1,910
-901
-32% -$88K
USB icon
285
US Bancorp
USB
$99.6B
$181K 0.02%
3,590
+238
+7% +$13K
KMI icon
286
Kinder Morgan
KMI
$68.7B
$179K 0.02%
11,925
+1,821
+18% +$31.5K
DINO icon
287
HF Sinclair
DINO
$14.5B
$178K 0.02%
3,647
– –
MAR icon
288
Marriott International
MAR
$92.3B
$176K 0.02%
1,300
– –
WY icon
289
Weyerhaeuser
WY
$18.4B
$176K 0.02%
5,039
+1,001
+25% +$35.3K
RDS.B
290
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$176K 0.02%
2,687
-107
-4% -$7.2K
HSCZ icon
291
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$257M
$175K 0.02%
5,768
-2,602
-31% -$80.4K
NULV icon
292
Nuveen ESG Large-Cap Value ETF
NULV
$2.27B
$175K 0.02%
6,237
– –
THFF icon
293
First Financial Corp
THFF
$969M
$175K 0.02%
4,222
– –
XLY icon
294
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$172K 0.02%
3,404
-234
-6% -$12.2K
ROST icon
295
Ross Stores
ROST
$81.9B
$170K 0.02%
2,190
-400
-15% -$31.7K
YUMC icon
296
Yum China
YUMC
$16.3B
$169K 0.02%
4,091
– –
O icon
297
Realty Income
O
$59.1B
$168K 0.02%
3,368
-2,314
-41% -$115K
ET icon
298
Energy Transfer Partners
ET
$69.3B
$167K 0.02%
11,776
– –
GLW icon
299
Corning
GLW
$143B
$167K 0.02%
6,017
+529
+10% +$16.3K
PXH icon
300
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$167K 0.02%
7,104
– –
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.