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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
276
Stryker
SYK
$129B
$188K 0.02%
1,215
-300
-20% -$45.8K
DINO icon
277
HF Sinclair
DINO
$14.7B
$186K 0.02%
3,647
– –
EPS icon
278
WisdomTree US LargeCap Fund
EPS
$1.64B
$186K 0.02%
6,000
– –
LH icon
279
Labcorp
LH
$25.6B
$183K 0.02%
1,339
-5
-0.4% -$661
RNST icon
280
Renasant Corp
RNST
$3.96B
$183K 0.02%
4,494
– –
GILD icon
281
Gilead Sciences
GILD
$162B
$182K 0.02%
2,545
-1,964
-44% -$149K
IWP icon
282
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$182K 0.02%
3,024
– –
KMI icon
283
Kinder Morgan
KMI
$69.7B
$182K 0.02%
10,104
-325
-3% -$5.83K
BHP icon
284
BHP
BHP
$223B
$181K 0.02%
4,425
– –
USB icon
285
US Bancorp
USB
$99.4B
$179K 0.02%
3,352
+59
+2% +$3.17K
XLY icon
286
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$179K 0.02%
3,638
– –
NULV icon
287
Nuveen ESG Large-Cap Value ETF
NULV
$2.26B
$178K 0.02%
6,237
– –
MAR icon
288
Marriott International
MAR
$93.8B
$176K 0.02%
1,300
-23
-2% -$2.82K
GLW icon
289
Corning
GLW
$135B
$175K 0.02%
5,488
+900
+20% +$28.3K
IDLV icon
290
Invesco S&P International Developed Low Volatility ETF
IDLV
$346M
$173K 0.02%
5,152
+238
+5% +$7.97K
KKR icon
291
KKR & Co
KKR
$92.8B
$170K 0.02%
8,076
-2,000
-20% -$40.2K
BABA icon
292
Alibaba
BABA
$304B
$168K 0.02%
979
– –
DNP icon
293
DNP Select Income Fund
DNP
$4.05B
$167K 0.02%
15,489
– –
YUMC icon
294
Yum China
YUMC
$16.5B
$163K 0.02%
4,091
– –
CALM icon
295
Cal-Maine
CALM
$3.98B
$161K 0.02%
3,640
– –
PRU icon
296
Prudential Financial
PRU
$41.9B
$160K 0.02%
1,391
-45
-3% -$5.05K
VVC
297
DELISTED
Vectren Corporation
VVC
$160K 0.02%
2,463
– –
NKSH icon
298
National Bankshares
NKSH
$266M
$159K 0.02%
3,500
– –
VMC icon
299
Vulcan Materials
VMC
$36.5B
$159K 0.02%
1,241
+31
+3% +$3.79K
BIIB icon
300
Biogen
BIIB
$30.5B
$158K 0.02%
496
– –
10 11
12
13 14

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.