We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
276
US Bancorp
USB
$99.4B
$172K 0.02%
3,350
– –
IWB icon
277
iShares Russell 1000 ETF
IWB
$49.7B
$169K 0.02%
1,292
+40
+3% +$5.18K
VMC icon
278
Vulcan Materials
VMC
$36.5B
$169K 0.02%
1,410
– –
VOO icon
279
Vanguard S&P 500 ETF
VOO
$1.01T
$169K 0.02%
833
-14
-2% -$2.99K
IWP icon
280
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$166K 0.02%
3,204
– –
NVR icon
281
NVR
NVR
$16.8B
$166K 0.02%
79
– –
IXN icon
282
iShares Global Tech ETF
IXN
$8.74B
$165K 0.02%
7,968
+2,388
+43% +$47.2K
OIH icon
283
VanEck Oil Services ETF
OIH
$1.94B
$165K 0.02%
268
-32
-11% -$20.8K
LH icon
284
Labcorp
LH
$25.7B
$164K 0.02%
1,339
– –
EPS icon
285
WisdomTree US LargeCap Fund
EPS
$1.64B
$162K 0.02%
6,000
– –
IBND icon
286
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$162K 0.02%
5,198
+2,837
+120% +$88.1K
CB icon
287
Chubb
CB
$137B
$157K 0.02%
1,159
-252
-18% -$33.9K
PRU icon
288
Prudential Financial
PRU
$41.9B
$156K 0.02%
1,469
– –
TMO icon
289
Thermo Fisher Scientific
TMO
$214B
$156K 0.02%
1,020
– –
OPPE
290
WisdomTree European Opportunities Fund
OPPE
$294M
$155K 0.02%
5,500
– –
VWO icon
291
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$155K 0.02%
3,907
-45
-1% -$1.74K
GLW icon
292
Corning
GLW
$135B
$150K 0.02%
5,556
+413
+8% +$11K
MET icon
293
MetLife
MET
$63.7B
$150K 0.02%
3,194
+417
+15% +$19.9K
TGT icon
294
Target
TGT
$66.8B
$147K 0.02%
2,664
+147
+6% +$9.15K
MMP
295
DELISTED
Magellan Midstream Partners, L.P.
MMP
$147K 0.02%
1,914
– –
FEZ icon
296
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.51B
$145K 0.02%
4,000
-600
-13% -$20.8K
RDS.B
297
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$145K 0.02%
2,606
-364
-12% -$20.7K
VVC
298
DELISTED
Vectren Corporation
VVC
$144K 0.02%
2,463
– –
ADM icon
299
Archer Daniels Midland
ADM
$37.4B
$142K 0.02%
3,090
– –
JHML icon
300
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
$141K 0.02%
4,590
+3,431
+296% +$104K
10 11
12
13 14

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.