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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
276
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$156K 0.02%
3,204
+240
+8% +$11.6K
TXN icon
277
Texas Instruments
TXN
$261B
$156K 0.02%
2,138
-74
-3% -$5.28K
IWB icon
278
iShares Russell 1000 ETF
IWB
$50.1B
$155K 0.02%
1,252
– –
EPS icon
279
WisdomTree US LargeCap Fund
EPS
$1.65B
$154K 0.02%
6,000
– –
FEZ icon
280
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$153K 0.02%
4,600
-800
-15% -$25.9K
GS icon
281
Goldman Sachs
GS
$303B
$153K 0.02%
643
-7
-1% -$1.42K
NKSH icon
282
National Bankshares
NKSH
$268M
$152K 0.02%
3,500
– –
PRU icon
283
Prudential Financial
PRU
$41.8B
$152K 0.02%
1,469
-30
-2% -$2.84K
IMKTA icon
284
Ingles Markets
IMKTA
$1.67B
$149K 0.02%
3,100
– –
LH icon
285
Labcorp
LH
$25.9B
$147K 0.02%
1,339
– –
RDS.A
286
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$147K 0.02%
2,814
+103
+4% +$5.12K
VRP icon
287
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$146K 0.02%
5,964
+630
+12% +$15.7K
MMP
288
DELISTED
Magellan Midstream Partners, L.P.
MMP
$144K 0.02%
1,914
-566
-23% -$39.6K
ORLY icon
289
O'Reilly Automotive
ORLY
$76.3B
$143K 0.02%
7,710
+1,050
+16% +$19.2K
TMO icon
290
Thermo Fisher Scientific
TMO
$220B
$143K 0.02%
1,020
-56
-5% -$8.26K
OPPE
291
WisdomTree European Opportunities Fund
OPPE
$295M
$142K 0.02%
5,500
-1,100
-17% -$27.2K
ADM icon
292
Archer Daniels Midland
ADM
$36.9B
$141K 0.02%
3,090
– –
VWO icon
293
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$141K 0.02%
3,952
+247
+7% +$9.05K
BIIB icon
294
Biogen
BIIB
$30.7B
$138K 0.02%
490
– –
F icon
295
Ford
F
$55.7B
$138K 0.02%
11,416
-1,390
-11% -$16.9K
WMB icon
296
Williams Companies
WMB
$86.1B
$136K 0.02%
4,390
– –
MET icon
297
MetLife
MET
$62.1B
$133K 0.02%
2,777
-168
-6% -$7.71K
SHW icon
298
Sherwin-Williams
SHW
$89.8B
$133K 0.02%
1,494
+99
+7% +$8.75K
CBI
299
DELISTED
Chicago Bridge & Iron Nv
CBI
$132K 0.02%
4,175
+200
+5% +$6.26K
DINO icon
300
HF Sinclair
DINO
$14.5B
$131K 0.02%
4,027
– –
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.