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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
276
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$130K 0.02%
2,835
+1,413
+99% +$59.9K
PRK icon
277
Park National Corp
PRK
$3.67B
$128K 0.02%
1,428
– –
SHW icon
278
Sherwin-Williams
SHW
$89.8B
$128K 0.02%
1,356
+6
+0.4% +$525
BHP icon
279
BHP
BHP
$230B
$127K 0.02%
5,509
-11
-0.2% -$233
BIIB icon
280
Biogen
BIIB
$30.7B
$127K 0.02%
490
+18
+4% +$4.75K
SWN
281
DELISTED
Southwestern Energy Company
SWN
$125K 0.02%
15,550
– –
MGC icon
282
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$124K 0.02%
1,780
– –
VVC
283
DELISTED
Vectren Corporation
VVC
$124K 0.02%
+2,463
New +$111K
BKLN icon
284
Invesco Senior Loan ETF
BKLN
$6.81B
$122K 0.02%
5,398
+1,600
+42% +$35.6K
RIO icon
285
Rio Tinto
RIO
$164B
$122K 0.02%
4,342
– –
DXJ icon
286
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$121K 0.02%
2,777
-1,726
-38% -$76.2K
TRV icon
287
Travelers Companies
TRV
$80.2B
$121K 0.02%
1,045
-12
-1% -$1.31K
NKSH icon
288
National Bankshares
NKSH
$268M
$120K 0.02%
3,500
– –
MLM icon
289
Martin Marietta Materials
MLM
$33B
$119K 0.02%
750
-26
-3% -$3.57K
TXN icon
290
Texas Instruments
TXN
$261B
$117K 0.02%
2,054
+349
+20% +$18.5K
CPGX
291
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$117K 0.02%
4,685
+400
+9% +$7.75K
KDP icon
292
Keurig Dr Pepper
KDP
$40.8B
$116K 0.02%
1,300
+100
+8% +$9.12K
GM icon
293
General Motors
GM
$76.8B
$115K 0.02%
3,678
+1,254
+52% +$37.7K
GLW icon
294
Corning
GLW
$143B
$114K 0.02%
5,464
-584
-10% -$10.8K
RAI
295
DELISTED
Reynolds American Inc
RAI
$114K 0.02%
2,270
– –
ADM icon
296
Archer Daniels Midland
ADM
$36.9B
$112K 0.02%
3,090
-100
-3% -$3.48K
TIP icon
297
iShares TIPS Bond ETF
TIP
$14.5B
$111K 0.02%
973
+766
+370% +$85.6K
HIG icon
298
Hartford Financial Services
HIG
$39.3B
$110K 0.02%
2,401
+95
+4% +$3.99K
NI icon
299
NiSource
NI
$20.4B
$110K 0.02%
4,685
+400
+9% +$8.58K
OIH icon
300
VanEck Oil Services ETF
OIH
$1.92B
$109K 0.02%
205
-8
-4% -$3.92K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.