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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
276
KKR & Co
KKR
$92.3B
$105K 0.02%
6,207
+2,003
+48% +$42.6K
OGE icon
277
OGE Energy
OGE
$9.71B
$102K 0.02%
3,566
– –
BXLT
278
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$102K 0.02%
+3,223
New +$111K
AAN.A
279
DELISTED
The Aaron's Company Inc Class A
AAN.A
$102K 0.02%
2,700
– –
KDP icon
280
Keurig Dr Pepper
KDP
$40.8B
$101K 0.02%
1,200
– –
VYM icon
281
Vanguard High Dividend Yield ETF
VYM
$82.8B
$100K 0.02%
1,513
+173
+13% +$11.4K
ITW icon
282
Illinois Tool Works
ITW
$84.5B
$98K 0.02%
1,157
+7
+0.6% +$612
VCR icon
283
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$97K 0.02%
787
+120
+18% +$14.9K
APU
284
DELISTED
AmeriGas Partners, L.P.
APU
$97K 0.02%
2,264
+2
+0.1% +$89
JWN
285
DELISTED
Nordstrom
JWN
$96K 0.02%
1,424
+12
+0.8% +$904
CB icon
286
Chubb
CB
$135B
$95K 0.02%
842
+6
+0.7% +$627
GS icon
287
Goldman Sachs
GS
$303B
$95K 0.02%
531
-12
-2% -$2.35K
IJK icon
288
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$95K 0.02%
2,360
– –
IWP icon
289
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$95K 0.02%
2,080
+130
+7% +$6.17K
CNL
290
DELISTED
CLECO CRP (HOLDING CO)
CNL
$95K 0.02%
1,800
– –
RGLD icon
291
Royal Gold
RGLD
$19.5B
$94K 0.02%
1,932
– –
STR
292
DELISTED
QUESTAR CORP
STR
$94K 0.02%
4,500
– –
FHN icon
293
First Horizon
FHN
$12.1B
$93K 0.02%
6,854
+33
+0.5% +$499
PXH icon
294
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$91K 0.02%
5,900
-1,000
-14% -$16.4K
CNI icon
295
Canadian National Railway
CNI
$76.6B
$90K 0.02%
1,506
+135
+10% +$7.86K
BBDC icon
296
Barings BDC
BBDC
$965M
$89K 0.02%
+5,100
New +$103K
CPGX
297
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$89K 0.02%
+4,285
New +$112K
TXN icon
298
Texas Instruments
TXN
$261B
$88K 0.02%
1,705
+91
+6% +$4.44K
VMC icon
299
Vulcan Materials
VMC
$36.9B
$88K 0.02%
1,000
– –
LSI
300
DELISTED
Life Storage, Inc.
LSI
$88K 0.02%
1,350
– –
10 11
12
13 14

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.