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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEWP
276
DELISTED
NEWPORT CORP
NEWP
$39K 0.02%
+2,000
New +$36.1K
ACWI icon
277
iShares MSCI ACWI ETF
ACWI
$33.5B
$38K 0.02%
+645
New +$37.9K
R icon
278
Ryder
R
$10.1B
$38K 0.02%
429
-71
-14% -$6.34K
XLF icon
279
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$38K 0.02%
1,828
+119
+7% +$2.49K
DFE icon
280
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$37K 0.02%
700
– –
KYN icon
281
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$37K 0.02%
+1,000
New +$38.7K
VOT icon
282
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$37K 0.02%
361
– –
DGX icon
283
Quest Diagnostics
DGX
$26.3B
$36K 0.02%
+500
New +$31.6K
VBK icon
284
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$36K 0.02%
+280
New +$34.4K
WD icon
285
Walker & Dunlop
WD
$1.53B
$35K 0.02%
+2,000
New +$31.8K
KRFT
286
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$35K 0.02%
529
-433
-45% -$25.3K
EGBN icon
287
Eagle Bancorp
EGBN
$845M
$34K 0.02%
978
– –
JCI icon
288
Johnson Controls International
JCI
$92.2B
$34K 0.02%
675
-4,298
-86% -$210K
TRV icon
289
Travelers Companies
TRV
$80.2B
$34K 0.02%
322
-35
-10% -$3.53K
USAC icon
290
USA Compression Partners
USAC
$3.74B
$34K 0.02%
+2,000
New +$41.6K
CHS
291
DELISTED
Chicos FAS, Inc.
CHS
$34K 0.02%
2,000
+1,930
+2,757% +$29.6K
CCI icon
292
Crown Castle
CCI
$32.2B
$33K 0.02%
380
-200
-34% -$16K
FMC icon
293
FMC
FMC
$1.33B
$33K 0.02%
647
-572
-47% -$27.9K
TDC icon
294
Teradata
TDC
$2.55B
$33K 0.02%
700
– –
CELG
295
DELISTED
Celgene Corp
CELG
$33K 0.02%
286
-354
-55% -$37.3K
EEM icon
296
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$32K 0.02%
800
+500
+167% +$20.3K
EWA icon
297
iShares MSCI Australia ETF
EWA
$1.45B
$32K 0.02%
1,403
– –
MCK icon
298
McKesson
MCK
$101B
$32K 0.02%
150
-212
-59% -$43.1K
PFF icon
299
iShares Preferred and Income Securities ETF
PFF
$13.3B
$32K 0.02%
800
-1,000
-56% -$39.5K
SYK icon
300
Stryker
SYK
$130B
$32K 0.02%
350
+200
+133% +$17.7K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.