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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
276
FMC
FMC
$1.33B
$60K 0.02%
1,219
– –
AMLP icon
277
Alerian MLP ETF
AMLP
$12.8B
$59K 0.02%
646
– –
VYM icon
278
Vanguard High Dividend Yield ETF
VYM
$82.8B
$59K 0.02%
865
– –
XYL icon
279
Xylem
XYL
$28.1B
$59K 0.02%
1,600
– –
AIG icon
280
American International
AIG
$41.3B
$58K 0.02%
1,082
-67
-6% -$3.66K
COKE icon
281
Coca-Cola Consolidated
COKE
$12.8B
$58K 0.02%
6,510
– –
KMB icon
282
Kimberly-Clark
KMB
$36.5B
$58K 0.02%
536
-261
-33% -$27.2K
NCI
283
DELISTED
Navigant Consulting, Inc.
NCI
$58K 0.02%
3,800
– –
DTV
284
DELISTED
DIRECTV COM STK (DE)
DTV
$58K 0.02%
670
-64
-9% -$5.5K
IVW icon
285
iShares S&P 500 Growth ETF
IVW
$77.6B
$57K 0.02%
2,064
– –
MTD icon
286
Mettler-Toledo International
MTD
$28.6B
$57K 0.02%
200
– –
PMF
287
DELISTED
PIMCO Municipal Income Fund
PMF
$57K 0.02%
+4,000
New +$56.3K
AIVI icon
288
WisdomTree International AI Enhanced Value Fund
AIVI
$63.9M
$56K 0.02%
1,220
– –
FDX icon
289
FedEx
FDX
$75.4B
$56K 0.02%
327
– –
ZF
290
DELISTED
Virtus Total Return Fund Inc.
ZF
$56K 0.02%
3,750
– –
BBT.PRG
291
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$56K 0.02%
+2,510
New +$55.3K
WAT icon
292
Waters Corp
WAT
$39.9B
$55K 0.02%
495
– –
KRFT
293
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$55K 0.02%
962
-782
-45% -$45.2K
CFN
294
DELISTED
CAREFUSION CORPORATION
CFN
$55K 0.02%
959
– –
LGIH icon
295
LGI Homes
LGIH
$1.4B
$54K 0.02%
+3,000
New +$57.9K
PXD
296
DELISTED
Pioneer Natural Resource Co.
PXD
$54K 0.02%
316
– –
DBD
297
DELISTED
Diebold Nixdorf Incorporated
DBD
$54K 0.02%
1,500
– –
ADRA
298
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$54K 0.02%
1,850
– –
COF icon
299
Capital One
COF
$134B
$53K 0.02%
650
-42
-6% -$3.43K
CP icon
300
Canadian Pacific Kansas City
CP
$80.5B
$52K 0.02%
+1,250
New +$48.9K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.