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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
276
iShares Core S&P Small-Cap ETF
IJR
$111B
$67K 0.02%
1,200
– –
XEL icon
277
Xcel Energy
XEL
$48.1B
$67K 0.02%
2,065
-98
-5% -$3.04K
MNK
278
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$67K 0.02%
841
-112
-12% -$8.11K
BEN icon
279
Franklin Resources
BEN
$17.3B
$66K 0.02%
1,134
+21
+2% +$1.15K
COR icon
280
Cencora
COR
$62B
$66K 0.02%
906
– –
BPL
281
DELISTED
Buckeye Partners, L.P.
BPL
$66K 0.02%
800
– –
NCI
282
DELISTED
Navigant Consulting, Inc.
NCI
$66K 0.02%
3,800
-1,500
-28% -$26K
EMN icon
283
Eastman Chemical
EMN
$8.4B
$64K 0.02%
730
– –
PARA
284
DELISTED
Paramount Global Class B
PARA
$64K 0.02%
1,033
+245
+31% +$14.6K
SEP
285
DELISTED
Spectra Engy Parters Lp
SEP
$64K 0.02%
1,200
– –
AIG icon
286
American International
AIG
$42.4B
$63K 0.02%
1,149
+346
+43% +$18.3K
ITM icon
287
VanEck Intermediate Muni ETF
ITM
$2.15B
$63K 0.02%
1,365
– –
UNM icon
288
Unum
UNM
$14.2B
$63K 0.02%
1,825
-536
-23% -$18.3K
XYL icon
289
Xylem
XYL
$28.2B
$63K 0.02%
1,600
– –
AIVI icon
290
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
$62K 0.02%
1,220
– –
XLV icon
291
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$62K 0.02%
1,019
-30
-3% -$1.76K
DTV
292
DELISTED
DIRECTV COM STK (DE)
DTV
$62K 0.02%
734
+207
+39% +$16.9K
AMLP icon
293
Alerian MLP ETF
AMLP
$12.9B
$61K 0.02%
646
+194
+43% +$17.7K
AON icon
294
Aon
AON
$76.5B
$61K 0.02%
680
+15
+2% +$1.3K
GLD icon
295
SPDR Gold Trust
GLD
$138B
$60K 0.02%
471
-50
-10% -$6.21K
TAP icon
296
Molson Coors Class B
TAP
$7.92B
$60K 0.02%
805
– –
DBD
297
DELISTED
Diebold Nixdorf Incorporated
DBD
$60K 0.02%
1,500
– –
TLGT
298
DELISTED
Teligent, Inc
TLGT
$60K 0.02%
1,125
– –
ESV
299
DELISTED
Ensco Rowan plc
ESV
$60K 0.02%
271
– –
ABBV icon
300
AbbVie
ABBV
$431B
$59K 0.02%
1,042
+50
+5% +$2.62K
10 11
12
13 14

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.