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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
276
NVR
NVR
$17B
$51K 0.02%
50
– –
XLV icon
277
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$51K 0.02%
932
– –
AEP icon
278
American Electric Power
AEP
$68.4B
$50K 0.02%
1,085
-241
-18% -$11.1K
AON icon
279
Aon
AON
$76B
$50K 0.02%
600
– –
MCK icon
280
McKesson
MCK
$101B
$50K 0.02%
310
– –
VGT icon
281
Vanguard Information Technology ETF
VGT
$149B
$50K 0.02%
4,480
– –
YHOO
282
DELISTED
Yahoo Inc
YHOO
$50K 0.02%
1,250
+450
+56% +$16.1K
FWONA icon
283
Liberty Media Series A
FWONA
$23.6B
$49K 0.02%
1,919
– –
KEY icon
284
KeyCorp
KEY
$24.4B
$49K 0.02%
3,710
– –
WAT icon
285
Waters Corp
WAT
$39.9B
$49K 0.02%
495
– –
DBD
286
DELISTED
Diebold Nixdorf Incorporated
DBD
$49K 0.02%
1,500
– –
MNK
287
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$49K 0.02%
941
-12
-1% -$572
WNA.PR.CL
288
DELISTED
WACHOVIA PFD FUNDING CORP PERP PFD SECS SERA
WNA.PR.CL
$49K 0.02%
2,000
– –
DON icon
289
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$48K 0.02%
1,950
– –
MTD icon
290
Mettler-Toledo International
MTD
$28.6B
$48K 0.02%
200
– –
BIIB icon
291
Biogen
BIIB
$30.7B
$47K 0.02%
169
– –
COKE icon
292
Coca-Cola Consolidated
COKE
$12.8B
$47K 0.02%
6,510
+1,410
+28% +$9.31K
HYS icon
293
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$47K 0.02%
450
– –
DBA icon
294
Invesco DB Agriculture Fund
DBA
$1.23B
$46K 0.02%
1,900
– –
LNCE
295
DELISTED
Snyders-Lance, Inc.
LNCE
$46K 0.02%
1,633
– –
PARA
296
DELISTED
Paramount Global Class B
PARA
$45K 0.02%
719
+66
+10% +$3.88K
TAP icon
297
Molson Coors Class B
TAP
$8.09B
$45K 0.02%
805
– –
WBA
298
DELISTED
Walgreens Boots Alliance
WBA
$45K 0.02%
785
+200
+34% +$11.6K
AIVL icon
299
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$44K 0.02%
650
– –
ING icon
300
ING
ING
$102B
$44K 0.02%
3,176
– –
10 11
12
13 14

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.