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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
(+1.3%)
Cap. Flow
+$37.5M
Cap. Flow
% of AUM
2.1%
Top 10 Holdings %
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ARMR
Armor US Equity Index ETF
ARMR
|
+$16.3M |
| 2 |
Simplify US Equity PLUS Downside Convexity ETF
SPD
|
+$9.62M |
| 3 |
Vanguard US Multifactor ETF
VFMF
|
+$4.73M |
| 4 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.93M |
| 5 |
VanEck Inflation Allocation ETF
RAAX
|
+$3.78M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$8.86M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.21M |
| 3 |
Global X Adaptive US Factor ETF
AUSF
|
+$2.99M |
| 4 |
ADER
26 Capital Acquisition Corp
ADER
|
+$2.49M |
| 5 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$1.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.94% |
| 2 | Financials | 5.81% |
| 3 | Healthcare | 2.4% |
| 4 | Consumer Discretionary | 2.07% |
| 5 | Consumer Staples | 1.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Northwest Bancshares
NWBI
$2.27B
| $513K | 0.03% |
38,643
+223
| +0.6% | +$2.93K |
|
252
Schwab Fundamental US Small Company Index ETF
FNDA
$9.3B
| $512K | 0.03% |
19,470
| – | – |
|
253
Iron Mountain
IRM
$36.2B
| $505K | 0.03% |
11,634
+17
| +0.1% | +$765 |
|
254
TJX Companies
TJX
$175B
| $502K | 0.03% |
7,610
+5
| +0.1% | +$349 |
|
255
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $500K | 0.03% |
4,260
+636
| +18% | +$77.9K |
|
256
Zimmer Biomet
ZBH
$18.7B
| $497K | 0.03% |
3,499
-5
| -0.1% | -$736 |
|
257
Emerson Electric
EMR
$88.5B
| $496K | 0.03% |
5,273
-160
| -3% | -$16K |
|
258
DuPont de Nemours
DD
$19.1B
| $484K | 0.03% |
5,674
-538
| -9% | -$49.9K |
|
259
PPG Industries
PPG
$25.7B
| $482K | 0.03% |
3,373
-816
| -19% | -$131K |
|
260
Kinder Morgan
KMI
$69.9B
| $479K | 0.03% |
28,649
-555
| -2% | -$9.43K |
|
261
iShares Global Clean Energy ETF
ICLN
$2.08B
| $468K | 0.03% |
21,626
+1,080
| +5% | +$24.6K |
|
262
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
| $465K | 0.03% |
9,440
-1,313
| -12% | -$68.6K |
|
263
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
| $452K | 0.03% |
6,858
+39
| +0.6% | +$2.67K |
|
264
Dow Inc
DOW
$22.1B
| $444K | 0.02% |
7,719
+173
| +2% | +$10.6K |
|
265
Phillips 66
PSX
$86B
| $435K | 0.02% |
6,212
-247
| -4% | -$17.9K |
|
266
BP
BP
$110B
| $431K | 0.02% |
15,793
-2,542
| -14% | -$63.7K |
|
267
SouthState Bank Corp
SSB
$10.5B
| $430K | 0.02% |
5,772
| – | – |
|
268
Edwards Lifesciences
EW
$53B
| $416K | 0.02% |
3,680
+21
| +0.6% | +$2.4K |
|
|
269
Innovator US Equity Power Buffer ETF September
PSEP
$841M
| $415K | 0.02% |
14,318
-66,932
| -82% | -$1.98M |
|
270
GSK
GSK
$104B
| $413K | 0.02% |
8,662
-216
| -2% | -$10.8K |
|
271
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $403K | 0.02% |
15,402
+9,416
| +157% | +$248K |
|
272
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
| $401K | 0.02% |
4,478
+40
| +0.9% | +$3.63K |
|
273
Stryker
SYK
$133B
| $394K | 0.02% |
1,497
+3
| +0.2% | +$802 |
|
274
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
| $393K | 0.02% |
4,167
-299
| -7% | -$28.5K |
|
275
Labcorp
LH
$26.1B
| $391K | 0.02% |
1,619
+27
| +2% | +$6.8K |
|
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Carroll Financial Associates's Q3 2021 Portfolio in Review
As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.
- Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
- Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
- Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
- Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
- Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
- Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
- Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.
Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.