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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
251
Schwab Fundamental US Small Company Index ETF
FNDA
$9.3B
$486K 0.03%
19,208
+462
+2% +$11.2K
EMR icon
252
Emerson Electric
EMR
$88.5B
$482K 0.03%
5,349
-1,589
-23% -$137K
DOW icon
253
Dow Inc
DOW
$22.1B
$480K 0.03%
7,517
-613
-8% -$36.7K
C icon
254
Citigroup
C
$227B
$470K 0.03%
6,466
+934
+17% +$62.3K
GVIP icon
255
Goldman Sachs Hedge Industry VIP ETF
GVIP
$573M
$469K 0.03%
+4,981
New +$471K
LPRO
256
DELISTED
Open Lending Corp
LPRO
$469K 0.03%
+13,250
New +$500K
ACN icon
257
Accenture
ACN
$109B
$462K 0.03%
1,674
+15
+0.9% +$3.88K
KMI icon
258
Kinder Morgan
KMI
$69.9B
$460K 0.03%
27,650
+7,173
+35% +$110K
ALB icon
259
Albemarle
ALB
$15.5B
$459K 0.03%
3,146
-938
-23% -$151K
DLTR icon
260
Dollar Tree
DLTR
$24.9B
$457K 0.03%
3,997
+842
+27% +$90.5K
ARKF icon
261
ARK Blockchain & Fintech Innovation ETF
ARKF
$763M
$456K 0.03%
8,938
+724
+9% +$39.4K
VHT icon
262
Vanguard Health Care ETF
VHT
$19B
$454K 0.03%
1,985
– –
SSB icon
263
SouthState Bank Corp
SSB
$10.5B
$453K 0.03%
5,772
– –
TSM icon
264
TSMC
TSM
$2.17T
$442K 0.03%
3,737
-3,548
-49% -$439K
AEP icon
265
American Electric Power
AEP
$66.9B
$432K 0.03%
5,103
+162
+3% +$13.1K
IRM icon
266
Iron Mountain
IRM
$36.2B
$428K 0.03%
11,581
-411
-3% -$13.7K
VCIT icon
267
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$427K 0.03%
4,598
-20
-0.4% -$1.9K
DHR icon
268
Danaher
DHR
$147B
$422K 0.03%
2,118
+286
+16% +$58.1K
IJJ icon
269
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$422K 0.03%
4,142
+1,724
+71% +$165K
AGG icon
270
iShares Core US Aggregate Bond ETF
AGG
$137B
$421K 0.03%
3,704
-549
-13% -$63.6K
CARR icon
271
Carrier Global
CARR
$52.3B
$421K 0.03%
9,991
-859
-8% -$33.4K
SDY icon
272
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$418K 0.03%
3,547
-18
-0.5% -$2.02K
GQRE icon
273
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
$416K 0.03%
6,874
-524
-7% -$30.8K
TAN icon
274
Invesco Solar ETF
TAN
$1.36B
$415K 0.03%
4,528
– –
BP icon
275
BP
BP
$110B
$404K 0.02%
16,628
+1,167
+8% +$28.1K
9 10
11
12 13

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RFA
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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.