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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
251
Salesforce
CRM
$161B
$396K 0.03%
2,117
-58
-3% -$9.77K
SSB icon
252
SouthState Bank Corp
SSB
$10.5B
$390K 0.03%
8,194
– –
IEZ icon
253
iShares US Oil Equipment & Services ETF
IEZ
$379M
$383K 0.03%
+44,566
New +$358K
NWBI icon
254
Northwest Bancshares
NWBI
$2.26B
$377K 0.03%
36,902
+735
+2% +$7.57K
LRFC
255
DELISTED
Logan Ridge Finance Corp
LRFC
$372K 0.03%
23,602
+159
+0.7% +$2.87K
BAX icon
256
Baxter International
BAX
$14.4B
$371K 0.03%
4,319
– –
GQRE icon
257
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
$370K 0.03%
7,209
+534
+8% +$26.8K
VHT icon
258
Vanguard Health Care ETF
VHT
$18.9B
$366K 0.03%
1,900
+1,142
+151% +$214K
OTIS icon
259
Otis Worldwide
OTIS
$27.7B
$362K 0.03%
+6,372
New +$330K
ACWI icon
260
iShares MSCI ACWI ETF
ACWI
$33.4B
$358K 0.03%
4,859
+2,542
+110% +$177K
AMP icon
261
Ameriprise Financial
AMP
$49.5B
$354K 0.03%
2,364
– –
IEO icon
262
iShares US Oil & Gas Exploration & Production ETF
IEO
$565M
$354K 0.03%
+10,510
New +$338K
VWO icon
263
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$350K 0.03%
8,847
-4,567
-34% -$169K
MLPX icon
264
Global X MLP & Energy Infrastructure ETF
MLPX
$3.49B
$346K 0.03%
13,925
-81,735
-85% -$1.96M
EFA icon
265
iShares MSCI EAFE ETF
EFA
$80B
$341K 0.03%
5,611
+1,515
+37% +$87.6K
DEO icon
266
Diageo
DEO
$53.7B
$333K 0.03%
2,484
-58
-2% -$7.96K
PPG icon
267
PPG Industries
PPG
$26B
$330K 0.03%
3,120
-496
-14% -$47.8K
CLIX icon
268
ProShares Long Online/Short Stores ETF
CLIX
$6.38M
$326K 0.03%
+4,484
New +$300K
SDY icon
269
State Street SPDR S&P Dividend ETF
SDY
$22B
$323K 0.03%
3,549
-802
-18% -$70.5K
RGLD icon
270
Royal Gold
RGLD
$19.7B
$322K 0.03%
2,595
– –
ALLY icon
271
Ally Financial
ALLY
$13.4B
$317K 0.03%
16,029
+13,925
+662% +$237K
BNY
272
Bank of New York Mellon
BNY
$108B
$313K 0.03%
8,105
– –
GSK icon
273
GSK
GSK
$104B
$311K 0.03%
6,104
-292
-5% -$15K
GLW icon
274
Corning
GLW
$140B
$308K 0.03%
11,896
+4,667
+65% +$106K
IGC icon
275
IGC Pharma
IGC
$27.3M
$308K 0.03%
515,000
+300,000
+140% +$163K
9 10
11
12 13

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.