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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
251
Salesforce
CRM
$162B
$313K 0.03%
2,175
-675
-24% -$116K
YUM icon
252
Yum! Brands
YUM
$39.7B
$309K 0.03%
4,521
+118
+3% +$11K
ACN icon
253
Accenture
ACN
$109B
$307K 0.03%
1,886
-49
-3% -$9.44K
AHRT
254
AH Realty Trust
AHRT
$503M
$302K 0.03%
28,293
-1,094
-4% -$17.7K
GSK icon
255
GSK
GSK
$104B
$302K 0.03%
6,396
+626
+11% +$33.4K
PPG icon
256
PPG Industries
PPG
$25.7B
$302K 0.03%
3,616
-91
-2% -$10.1K
GPC icon
257
Genuine Parts
GPC
$18.5B
$300K 0.03%
4,464
-226
-5% -$20.1K
RDS.A
258
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$296K 0.03%
8,505
+3,102
+57% +$145K
PYPL icon
259
PayPal
PYPL
$50.5B
$292K 0.03%
3,052
+50
+2% +$5.52K
FNDA icon
260
Schwab Fundamental US Small Company Index ETF
FNDA
$9.3B
$290K 0.03%
22,444
-88
-0.4% -$1.56K
FNDB icon
261
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.47B
$290K 0.03%
28,377
– –
TSLA icon
262
Tesla
TSLA
$1.31T
$286K 0.03%
8,190
+5,100
+165% +$211K
SOXX icon
263
iShares Semiconductor ETF
SOXX
$44.8B
$284K 0.03%
4,161
-1,455
-26% -$115K
SJM icon
264
J.M. Smucker
SJM
$12.6B
$279K 0.03%
2,520
-9
-0.4% -$962
SLV icon
265
iShares Silver Trust
SLV
$32B
$277K 0.03%
21,258
-4,211
-17% -$66.2K
IWM icon
266
iShares Russell 2000 ETF
IWM
$81.5B
$276K 0.03%
2,417
-530
-18% -$79K
BNY
267
Bank of New York Mellon
BNY
$108B
$272K 0.03%
8,105
-200
-2% -$8.4K
CNYA icon
268
iShares MSCI China A ETF
CNYA
$208M
$270K 0.03%
9,960
-11,180
-53% -$331K
MA icon
269
Mastercard
MA
$493B
$268K 0.03%
1,111
+295
+36% +$87.7K
ED icon
270
Consolidated Edison
ED
$39.3B
$267K 0.03%
3,435
-462
-12% -$40.5K
IYC icon
271
iShares US Consumer Discretionary ETF
IYC
$1.23B
$264K 0.03%
5,960
-2,456
-29% -$131K
SPGI icon
272
S&P Global
SPGI
$121B
$258K 0.03%
1,054
-2
-0.2% -$549
AMP icon
273
Ameriprise Financial
AMP
$49.2B
$242K 0.02%
2,364
– –
IGSB icon
274
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$241K 0.02%
4,616
-104
-2% -$5.54K
UJUL icon
275
Innovator US Equity Ultra Buffer ETF July
UJUL
$297M
$240K 0.02%
+10,441
New +$258K
9 10
11
12 13

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.