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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
251
Baxter International
BAX
$14.2B
$361K 0.03%
4,418
+183
+4% +$14.2K
IAT icon
252
iShares US Regional Banks ETF
IAT
$681M
$361K 0.03%
7,885
-480
-6% -$21.9K
ITA icon
253
iShares US Aerospace & Defense ETF
ITA
$14.7B
$360K 0.03%
3,370
+3,286
+3,912% +$340K
IGC icon
254
IGC Pharma
IGC
$26.8M
$352K 0.03%
+215,000
New +$304K
IAI icon
255
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$351K 0.03%
+5,561
New +$347K
NFLX icon
256
Netflix
NFLX
$309B
$351K 0.03%
9,560
-7,450
-44% -$269K
XYLD icon
257
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$351K 0.03%
7,190
+150
+2% +$7.23K
ZBH icon
258
Zimmer Biomet
ZBH
$18.4B
$350K 0.03%
3,066
+212
+7% +$24.8K
NI icon
259
NiSource
NI
$20.4B
$347K 0.03%
12,053
+343
+3% +$9.66K
DWTR
260
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$346K 0.03%
+11,100
New +$334K
AMP icon
261
Ameriprise Financial
AMP
$48.8B
$344K 0.03%
2,372
– –
PNFP icon
262
Pinnacle Financial Partners Inc
PNFP
$15.8B
$342K 0.03%
5,959
+658
+12% +$37K
FITB
263
Fifth Third Bancorp
FITB
$51.8B
$338K 0.03%
12,120
– –
GSIE icon
264
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$338K 0.03%
11,787
– –
BIL icon
265
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$337K 0.03%
3,679
+2,697
+275% +$247K
BP icon
266
BP
BP
$107B
$337K 0.03%
8,242
+431
+6% +$18.1K
IHF icon
267
iShares US Healthcare Providers ETF
IHF
$1.27B
$336K 0.03%
9,820
+9,765
+17,755% +$325K
CL icon
268
Colgate-Palmolive
CL
$74.4B
$333K 0.03%
4,654
-26
-0.6% -$1.85K
PNC icon
269
PNC Financial Services
PNC
$101B
$333K 0.03%
2,429
-511
-17% -$67.5K
IZRL icon
270
ARK Israel Innovative Technology ETF
IZRL
$141M
$330K 0.03%
15,900
-4,290
-21% -$91.2K
VNQ icon
271
Vanguard Real Estate ETF
VNQ
$39B
$330K 0.03%
3,784
+1,301
+52% +$114K
DVY icon
272
iShares Select Dividend ETF
DVY
$23.6B
$320K 0.03%
3,220
+515
+19% +$50.8K
NUAG icon
273
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$317K 0.03%
12,970
– –
SYY icon
274
Sysco
SYY
$40.3B
$315K 0.03%
4,463
+287
+7% +$20.4K
IVE icon
275
iShares S&P 500 Value ETF
IVE
$49.8B
$311K 0.03%
2,671
+355
+15% +$40.7K
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.