CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+12.04%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$82.5M
Cap. Flow %
7.73%
Top 10 Hldgs %
50.27%
Holding
1,609
New
222
Increased
401
Reduced
271
Closed
81

Top Buys

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$29.1M
2
SPMD icon
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$22.7M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$22.5M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
$7.1M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.55M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$10.7M
2
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$6.01M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.98M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$4.75M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$4.04M

Sector Composition

1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUAG icon
251
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$59.4M
$309K 0.03%
12,970
-80
-0.6% -$1.91K
RSP icon
252
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$308K 0.03%
2,952
-235
-7% -$24.5K
TMUS icon
253
T-Mobile US
TMUS
$284B
$307K 0.03%
4,457
+4,338
+3,645% +$299K
FITB icon
254
Fifth Third Bancorp
FITB
$30.2B
$305K 0.03%
12,120
– –
ALGN icon
255
Align Technology
ALGN
$10.1B
$303K 0.03%
1,068
+68
+7% +$19.3K
AMP icon
256
Ameriprise Financial
AMP
$46.1B
$303K 0.03%
2,372
+1
+0% +$128
ED icon
257
Consolidated Edison
ED
$35.4B
$302K 0.03%
3,570
– –
IGV icon
258
iShares Expanded Tech-Software Sector ETF
IGV
$9.85B
$298K 0.03%
+7,065
New +$298K
PLNT icon
259
Planet Fitness
PLNT
$8.77B
$297K 0.03%
+4,331
New +$297K
VO icon
260
Vanguard Mid-Cap ETF
VO
$87.3B
$294K 0.03%
1,830
– –
IGSB icon
261
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.6B
$293K 0.03%
5,558
-1,120
-17% -$59K
DLTR icon
262
Dollar Tree
DLTR
$20.6B
$292K 0.03%
2,786
+62
+2% +$6.5K
VTR icon
263
Ventas
VTR
$30.9B
$290K 0.03%
4,548
-17
-0.4% -$1.08K
IXUS icon
264
iShares Core MSCI Total International Stock ETF
IXUS
$48.1B
$289K 0.03%
4,985
-3,745
-43% -$217K
PNFP icon
265
Pinnacle Financial Partners
PNFP
$7.55B
$289K 0.03%
5,301
– –
SCHO icon
266
Schwab Short-Term US Treasury ETF
SCHO
$11.7B
$288K 0.03%
11,492
+1,968
+21% +$49.3K
GQRE icon
267
FlexShares Global Quality Real Estate Index Fund
GQRE
$382M
$287K 0.03%
4,494
+8
+0.2% +$511
CNP icon
268
CenterPoint Energy
CNP
$24.7B
$285K 0.03%
9,315
+8,919
+2,252% +$273K
SJM icon
269
J.M. Smucker
SJM
$12B
$282K 0.03%
2,425
+1,542
+175% +$179K
SHW icon
270
Sherwin-Williams
SHW
$92.9B
$279K 0.03%
1,944
-27
-1% -$3.88K
SYY icon
271
Sysco
SYY
$39.4B
$278K 0.03%
4,176
+623
+18% +$41.5K
GSK icon
272
GSK
GSK
$81.6B
$277K 0.03%
5,314
-429
-7% -$22.4K
IWS icon
273
iShares Russell Mid-Cap Value ETF
IWS
$14.1B
$277K 0.03%
3,199
+2,655
+488% +$230K
XLI icon
274
Industrial Select Sector SPDR Fund
XLI
$23.1B
$277K 0.03%
3,699
+1,643
+80% +$123K
SLB icon
275
Schlumberger
SLB
$53.4B
$276K 0.03%
6,351
-126
-2% -$5.48K
9 10
11
12 13