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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAG icon
251
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.7M
$309K 0.03%
12,970
-80
-0.6% -$1.88K
RSP icon
252
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$308K 0.03%
2,952
-235
-7% -$23.7K
TMUS icon
253
T-Mobile US
TMUS
$190B
$307K 0.03%
4,457
+4,338
+3,645% +$303K
FITB
254
Fifth Third Bancorp
FITB
$51.8B
$305K 0.03%
12,120
– –
ALGN icon
255
Align Technology
ALGN
$12.3B
$303K 0.03%
1,068
+68
+7% +$16.2K
AMP icon
256
Ameriprise Financial
AMP
$48.8B
$303K 0.03%
2,372
+1
+0% +$124
ED icon
257
Consolidated Edison
ED
$39.9B
$302K 0.03%
3,570
– –
IGV icon
258
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$298K 0.03%
+7,065
New +$279K
PLNT icon
259
Planet Fitness
PLNT
$3.78B
$297K 0.03%
+4,331
New +$262K
VO icon
260
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$294K 0.03%
7,320
– –
IGSB icon
261
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$293K 0.03%
5,558
-1,120
-17% -$58.5K
DLTR icon
262
Dollar Tree
DLTR
$25.2B
$292K 0.03%
2,786
+62
+2% +$6.09K
VTR icon
263
Ventas
VTR
$47.9B
$290K 0.03%
4,548
-17
-0.4% -$1.06K
IXUS icon
264
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$289K 0.03%
4,985
-3,745
-43% -$212K
PNFP icon
265
Pinnacle Financial Partners Inc
PNFP
$15.8B
$289K 0.03%
5,301
– –
SCHO icon
266
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$288K 0.03%
11,492
+1,968
+21% +$49.1K
GQRE icon
267
FlexShares Global Quality Real Estate Index Fund
GQRE
$424M
$287K 0.03%
4,494
+8
+0.2% +$488
CNP icon
268
CenterPoint Energy
CNP
$26.8B
$285K 0.03%
9,315
+8,919
+2,252% +$270K
SJM icon
269
J.M. Smucker
SJM
$12.8B
$282K 0.03%
2,425
+1,542
+175% +$161K
SHW icon
270
Sherwin-Williams
SHW
$89.8B
$279K 0.03%
1,944
-27
-1% -$3.76K
SYY icon
271
Sysco
SYY
$40.3B
$278K 0.03%
4,176
+623
+18% +$40.5K
GSK icon
272
GSK
GSK
$106B
$277K 0.03%
5,314
-429
-7% -$21.4K
IWS icon
273
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$277K 0.03%
3,199
+2,655
+488% +$224K
XLI icon
274
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$277K 0.03%
3,699
+1,643
+80% +$119K
SLB icon
275
SLB Ltd
SLB
$75B
$276K 0.03%
6,351
-126
-2% -$5.45K
9 10
11
12 13

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.