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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
251
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$251K 0.03%
6,524
+5,188
+388% +$204K
CATO icon
252
Cato Corp
CATO
$66.1M
$248K 0.03%
16,875
+2,400
+17% +$30.3K
GRES
253
DELISTED
IQ ARB Global Resources
GRES
$247K 0.03%
+9,000
New +$253K
TMO icon
254
Thermo Fisher Scientific
TMO
$220B
$241K 0.03%
1,170
+25
+2% +$5.25K
ETN icon
255
Eaton
ETN
$174B
$240K 0.03%
3,008
+203
+7% +$16.7K
GD icon
256
General Dynamics
GD
$106B
$240K 0.03%
1,087
-46
-4% -$10K
SCHW
257
Charles Schwab
SCHW
$187B
$240K 0.03%
4,615
– –
BSV icon
258
Vanguard Short-Term Bond ETF
BSV
$45.6B
$239K 0.03%
3,056
+1,257
+70% +$98.8K
IAU icon
259
iShares Gold Trust
IAU
$64.4B
$225K 0.02%
8,850
– –
ALL icon
260
Allstate
ALL
$67.5B
$223K 0.02%
2,355
+1
+0% +$97
PYPL icon
261
PayPal
PYPL
$50.5B
$222K 0.02%
2,938
+56
+2% +$4.44K
NVR icon
262
NVR
NVR
$17B
$221K 0.02%
79
– –
ADM icon
263
Archer Daniels Midland
ADM
$36.9B
$219K 0.02%
5,072
+110
+2% +$4.63K
XLE icon
264
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$219K 0.02%
6,522
-1,708
-21% -$60.5K
TROW icon
265
T. Rowe Price
TROW
$24.3B
$218K 0.02%
2,022
– –
INEQ
266
Columbia International Equity Income ETF
INEQ
$105M
$218K 0.02%
7,411
– –
IGSB icon
267
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$217K 0.02%
4,188
+1,476
+54% +$76.8K
TOWN icon
268
Towne Bank
TOWN
$3.42B
$216K 0.02%
+7,562
New +$227K
ESRX
269
DELISTED
Express Scripts Holding Company
ESRX
$216K 0.02%
3,138
+32
+1% +$2.44K
FNB icon
270
FNB Corp
FNB
$6.75B
$202K 0.02%
15,057
– –
BHP icon
271
BHP
BHP
$230B
$197K 0.02%
4,985
+560
+13% +$23.6K
GM icon
272
General Motors
GM
$76.8B
$197K 0.02%
5,437
-499
-8% -$20.2K
XLV icon
273
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$196K 0.02%
2,419
+101
+4% +$8.6K
GILD icon
274
Gilead Sciences
GILD
$165B
$193K 0.02%
2,563
+18
+0.7% +$1.43K
SIVR icon
275
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$191K 0.02%
12,000
– –
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.