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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
251
Charles Schwab
SCHW
$187B
$237K 0.03%
4,615
– –
IUSV icon
252
iShares Core S&P US Value ETF
IUSV
$27.5B
$236K 0.03%
4,270
– –
ESRX
253
DELISTED
Express Scripts Holding Company
ESRX
$231K 0.03%
3,106
– –
CATO icon
254
Cato Corp
CATO
$65.9M
$230K 0.03%
14,475
-3,300
-19% -$47.8K
GD icon
255
General Dynamics
GD
$105B
$230K 0.03%
1,133
+20
+2% +$4.09K
VWO icon
256
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$230K 0.03%
5,019
+1,137
+29% +$50.8K
PAYX icon
257
Paychex
PAYX
$42.7B
$228K 0.02%
3,353
-58
-2% -$3.81K
INEQ
258
Columbia International Equity Income ETF
INEQ
$104M
$226K 0.02%
7,411
+7,341
+10,487% +$225K
ETN icon
259
Eaton
ETN
$174B
$221K 0.02%
2,805
+1,492
+114% +$116K
IAU icon
260
iShares Gold Trust
IAU
$66B
$221K 0.02%
8,850
– –
TMO icon
261
Thermo Fisher Scientific
TMO
$214B
$217K 0.02%
1,145
+125
+12% +$23.9K
PYPL icon
262
PayPal
PYPL
$51.1B
$212K 0.02%
2,882
-114
-4% -$8.24K
TROW icon
263
T. Rowe Price
TROW
$24.2B
$212K 0.02%
2,022
+1,322
+189% +$129K
FNB icon
264
FNB Corp
FNB
$6.75B
$208K 0.02%
15,057
– –
ROST icon
265
Ross Stores
ROST
$81.6B
$207K 0.02%
2,590
-530
-17% -$37.1K
ET icon
266
Energy Transfer Partners
ET
$71.2B
$203K 0.02%
11,776
– –
DON icon
267
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$202K 0.02%
5,733
– –
ADM icon
268
Archer Daniels Midland
ADM
$37.4B
$198K 0.02%
4,962
+1,108
+29% +$45.6K
SIVR icon
269
abrdn Physical Silver Shares ETF
SIVR
$4.29B
$198K 0.02%
12,000
– –
FXG icon
270
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$192K 0.02%
3,949
-1,140
-22% -$53.4K
IWB icon
271
iShares Russell 1000 ETF
IWB
$49.7B
$192K 0.02%
1,292
– –
THFF icon
272
First Financial Corp
THFF
$981M
$191K 0.02%
4,222
– –
XLV icon
273
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$191K 0.02%
2,318
– –
RDS.B
274
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$190K 0.02%
2,794
-295
-10% -$19.1K
HSY icon
275
Hershey
HSY
$36.8B
$189K 0.02%
1,673
– –
9 10
11
12 13

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.