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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
251
iShares Core S&P US Value ETF
IUSV
$27.5B
$226K 0.03%
4,270
– –
JCI icon
252
Johnson Controls International
JCI
$93.6B
$226K 0.03%
5,496
+14
+0.3% +$566
SYK icon
253
Stryker
SYK
$129B
$224K 0.03%
1,515
+29
+2% +$4.16K
DEO icon
254
Diageo
DEO
$51.6B
$221K 0.03%
1,666
-26
-2% -$3.36K
CELG
255
DELISTED
Celgene Corp
CELG
$216K 0.02%
1,548
+584
+61% +$79.5K
IAU icon
256
iShares Gold Trust
IAU
$66B
$215K 0.02%
8,850
– –
PAYX icon
257
Paychex
PAYX
$42.7B
$215K 0.02%
3,411
-395
-10% -$22.6K
FTCS icon
258
First Trust Capital Strength ETF
FTCS
$7.93B
$212K 0.02%
4,410
+4,060
+1,160% +$189K
FNB icon
259
FNB Corp
FNB
$6.75B
$211K 0.02%
15,057
-807
-5% -$10.8K
ET icon
260
Energy Transfer Partners
ET
$71.2B
$210K 0.02%
11,776
– –
SCHW
261
Charles Schwab
SCHW
$187B
$208K 0.02%
4,615
+15
+0.3% +$623
KKR icon
262
KKR & Co
KKR
$92.8B
$206K 0.02%
10,076
-3,926
-28% -$74.5K
ROST icon
263
Ross Stores
ROST
$81.6B
$204K 0.02%
3,120
+543
+21% +$31.2K
THFF icon
264
First Financial Corp
THFF
$981M
$201K 0.02%
4,222
– –
KMI icon
265
Kinder Morgan
KMI
$69.7B
$199K 0.02%
10,429
-103
-1% -$2.01K
ESRX
266
DELISTED
Express Scripts Holding Company
ESRX
$198K 0.02%
3,106
-80
-3% -$4.97K
PYPL icon
267
PayPal
PYPL
$51.1B
$197K 0.02%
2,996
+480
+19% +$28.8K
TMO icon
268
Thermo Fisher Scientific
TMO
$214B
$197K 0.02%
1,020
– –
SIVR icon
269
abrdn Physical Silver Shares ETF
SIVR
$4.29B
$194K 0.02%
12,000
– –
RDS.B
270
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$193K 0.02%
3,089
+530
+21% +$30.4K
DON icon
271
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$192K 0.02%
5,733
-105
-2% -$3.42K
XLV icon
272
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$192K 0.02%
2,318
+17
+0.7% +$1.36K
RNST icon
273
Renasant Corp
RNST
$3.96B
$191K 0.02%
4,494
– –
TXN icon
274
Texas Instruments
TXN
$254B
$187K 0.02%
2,060
+22
+1% +$1.81K
MGC icon
275
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$185K 0.02%
2,125
-80
-4% -$6.78K
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.