CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.11%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$50.2M
Cap. Flow %
6.4%
Top 10 Hldgs %
45.22%
Holding
1,314
New
75
Increased
251
Reduced
238
Closed
52

Top Buys

1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$5.67M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.55M
3
ENB icon
Enbridge
ENB
$5.52M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
5
AXP icon
American Express
AXP
$3.45M

Top Sells

1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.72M
2
SE
Spectra Energy Corp Wi
SE
$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$1.38M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
$779K
5
LOB icon
Live Oak Bancshares
LOB
$769K

Sector Composition

1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SIVR icon
251
abrdn Physical Silver Shares ETF
SIVR
$2.53B
$213K 0.03%
+12,000
New +$213K
IAU icon
252
iShares Gold Trust
IAU
$52.6B
$212K 0.03%
8,850
+8,824
+33,938% +$211K
ESRX
253
DELISTED
Express Scripts Holding Company
ESRX
$208K 0.03%
3,156
+238
+8% +$15.7K
KMI icon
254
Kinder Morgan
KMI
$59.1B
$205K 0.03%
9,460
+102
+1% +$2.21K
NWL icon
255
Newell Brands
NWL
$2.68B
$201K 0.03%
4,280
– –
BHP icon
256
BHP
BHP
$138B
$199K 0.03%
6,167
– –
DE icon
257
Deere & Co
DE
$128B
$199K 0.03%
1,835
+89
+5% +$9.65K
ROST icon
258
Ross Stores
ROST
$49.4B
$199K 0.03%
3,025
+420
+16% +$27.6K
SHW icon
259
Sherwin-Williams
SHW
$92.9B
$198K 0.03%
1,923
+429
+29% +$44.2K
SYK icon
260
Stryker
SYK
$150B
$195K 0.02%
1,486
– –
ACWI icon
261
iShares MSCI ACWI ETF
ACWI
$22.1B
$194K 0.02%
3,068
-1,830
-37% -$116K
DON icon
262
WisdomTree US MidCap Dividend Fund
DON
$3.84B
$189K 0.02%
5,838
+306
+6% +$9.91K
CXP
263
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$189K 0.02%
8,502
-1,711
-17% -$38K
DEO icon
264
Diageo
DEO
$61.3B
$187K 0.02%
1,622
+43
+3% +$4.96K
SCHW icon
265
Charles Schwab
SCHW
$167B
$187K 0.02%
4,600
– –
XLV icon
266
Health Care Select Sector SPDR Fund
XLV
$34B
$186K 0.02%
2,510
-35
-1% -$2.59K
IYE icon
267
iShares US Energy ETF
IYE
$1.16B
$185K 0.02%
4,820
– –
HSY icon
268
Hershey
HSY
$37.6B
$181K 0.02%
1,657
-49
-3% -$5.35K
RNST icon
269
Renasant Corp
RNST
$3.75B
$178K 0.02%
4,494
-15
-0.3% -$594
ALGN icon
270
Align Technology
ALGN
$10.1B
$177K 0.02%
1,550
+190
+14% +$21.7K
BIV icon
271
Vanguard Intermediate-Term Bond ETF
BIV
$24.2B
$177K 0.02%
2,120
+102
+5% +$8.52K
MGC icon
272
Vanguard Mega Cap 300 Index ETF
MGC
$7.7B
$177K 0.02%
2,205
– –
ARCC icon
273
Ares Capital
ARCC
$15.8B
$175K 0.02%
10,100
– –
MINT icon
274
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$172K 0.02%
1,698
-428
-20% -$43.4K
TXN icon
275
Texas Instruments
TXN
$171B
$172K 0.02%
2,138
– –
9 10
11
12 13