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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVR icon
251
abrdn Physical Silver Shares ETF
SIVR
$4.29B
$213K 0.03%
+12,000
New +$205K
IAU icon
252
iShares Gold Trust
IAU
$66B
$212K 0.03%
8,850
+8,824
+33,938% +$207K
ESRX
253
DELISTED
Express Scripts Holding Company
ESRX
$208K 0.03%
3,156
+238
+8% +$16.4K
KMI icon
254
Kinder Morgan
KMI
$69.7B
$205K 0.03%
9,460
+102
+1% +$2.23K
NWL icon
255
Newell Brands
NWL
$2.56B
$201K 0.03%
4,280
– –
BHP icon
256
BHP
BHP
$223B
$199K 0.03%
6,167
– –
DE icon
257
Deere & Co
DE
$166B
$199K 0.03%
1,835
+89
+5% +$9.64K
ROST icon
258
Ross Stores
ROST
$81.6B
$199K 0.03%
3,025
+420
+16% +$28.1K
SHW icon
259
Sherwin-Williams
SHW
$88.2B
$198K 0.03%
1,923
+429
+29% +$43.2K
SYK icon
260
Stryker
SYK
$129B
$195K 0.02%
1,486
– –
ACWI icon
261
iShares MSCI ACWI ETF
ACWI
$33.3B
$194K 0.02%
3,068
-1,830
-37% -$113K
DON icon
262
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$189K 0.02%
5,838
+306
+6% +$9.87K
CXP
263
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$189K 0.02%
8,502
-1,711
-17% -$38.1K
DEO icon
264
Diageo
DEO
$51.6B
$187K 0.02%
1,622
+43
+3% +$4.82K
SCHW
265
Charles Schwab
SCHW
$187B
$187K 0.02%
4,600
– –
XLV icon
266
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$186K 0.02%
2,510
-35
-1% -$2.55K
IYE icon
267
iShares US Energy ETF
IYE
$1.72B
$185K 0.02%
4,820
– –
HSY icon
268
Hershey
HSY
$36.8B
$181K 0.02%
1,657
-49
-3% -$5.25K
RNST icon
269
Renasant Corp
RNST
$3.96B
$178K 0.02%
4,494
-15
-0.3% -$607
ALGN icon
270
Align Technology
ALGN
$12B
$177K 0.02%
1,550
+190
+14% +$19.2K
BIV icon
271
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$177K 0.02%
2,120
+102
+5% +$8.49K
MGC icon
272
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$177K 0.02%
2,205
– –
ARCC icon
273
Ares Capital
ARCC
$14.1B
$175K 0.02%
10,100
– –
MINT icon
274
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$172K 0.02%
1,698
-428
-20% -$43.4K
TXN icon
275
Texas Instruments
TXN
$254B
$172K 0.02%
2,138
– –
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.