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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
251
Kinder Morgan
KMI
$68.7B
$193K 0.03%
9,358
+2
+0% +$42
NWL icon
252
Newell Brands
NWL
$2.56B
$191K 0.03%
4,280
-880
-17% -$42.6K
ADBE icon
253
Adobe
ADBE
$105B
$190K 0.03%
1,852
-52
-3% -$5.5K
RNST icon
254
Renasant Corp
RNST
$3.91B
$190K 0.03%
4,509
– –
CB icon
255
Chubb
CB
$135B
$186K 0.03%
1,411
+23
+2% +$2.93K
FNB icon
256
FNB Corp
FNB
$6.75B
$181K 0.03%
11,295
– –
SCHW
257
Charles Schwab
SCHW
$187B
$181K 0.03%
4,600
– –
TGT icon
258
Target
TGT
$68B
$181K 0.03%
2,517
+25
+1% +$1.81K
DE icon
259
Deere & Co
DE
$168B
$179K 0.03%
1,746
+801
+85% +$75.3K
SYK icon
260
Stryker
SYK
$130B
$178K 0.03%
1,486
– –
HSY icon
261
Hershey
HSY
$36.6B
$176K 0.03%
1,706
– –
VMC icon
262
Vulcan Materials
VMC
$36.9B
$176K 0.03%
1,410
-6
-0.4% -$726
XLV icon
263
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$175K 0.03%
2,545
– –
DON icon
264
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$174K 0.02%
5,532
+621
+13% +$19K
USB icon
265
US Bancorp
USB
$99.6B
$172K 0.02%
3,350
-242
-7% -$11.5K
RDS.B
266
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$172K 0.02%
2,970
– –
BP icon
267
BP
BP
$107B
$170K 0.02%
5,329
-401
-7% -$12.1K
ROST icon
268
Ross Stores
ROST
$81.9B
$170K 0.02%
2,605
– –
VOO icon
269
Vanguard S&P 500 ETF
VOO
$1.01T
$169K 0.02%
847
+14
+2% +$2.81K
MGC icon
270
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$168K 0.02%
2,205
– –
BIV icon
271
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$167K 0.02%
2,018
– –
ARCC icon
272
Ares Capital
ARCC
$14.4B
$166K 0.02%
10,100
-3,300
-25% -$51.9K
MLM icon
273
Martin Marietta Materials
MLM
$33B
$166K 0.02%
753
+3
+0.4% +$616
DEO icon
274
Diageo
DEO
$53.6B
$164K 0.02%
1,579
+15
+1% +$1.58K
META icon
275
Meta Platforms (Facebook)
META
$1.51T
$159K 0.02%
1,390
– –
9 10
11
12 13

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.