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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITC
251
DELISTED
ITC HOLDINGS CORP
ITC
$156K 0.03%
3,600
– –
RF icon
252
Regions Financial
RF
$26.8B
$155K 0.03%
19,816
– –
CXP
253
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$155K 0.03%
7,073
+250
+4% +$5.39K
EMC
254
DELISTED
EMC CORPORATION
EMC
$154K 0.03%
5,779
-85
-1% -$2.15K
RWO icon
255
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$153K 0.03%
3,142
+1,063
+51% +$48.4K
TMO icon
256
Thermo Fisher Scientific
TMO
$220B
$152K 0.03%
1,076
+200
+23% +$26.8K
KKR icon
257
KKR & Co
KKR
$92.3B
$151K 0.03%
10,290
+4,079
+66% +$55.5K
VWO icon
258
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$151K 0.03%
4,366
+338
+8% +$10.6K
RTN
259
DELISTED
Raytheon Company
RTN
$150K 0.03%
1,226
+200
+19% +$24.6K
ROST icon
260
Ross Stores
ROST
$81.9B
$149K 0.03%
2,588
+7
+0.3% +$389
ASH icon
261
Ashland
ASH
$3.5B
$146K 0.03%
2,725
– –
FEZ icon
262
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$146K 0.03%
4,400
-700
-14% -$22.4K
FNB icon
263
FNB Corp
FNB
$6.75B
$146K 0.03%
+11,295
New +$141K
DEO icon
264
Diageo
DEO
$53.6B
$145K 0.03%
1,352
-61
-4% -$6.45K
MCK icon
265
McKesson
MCK
$101B
$145K 0.03%
923
+20
+2% +$3.23K
OPPE
266
WisdomTree European Opportunities Fund
OPPE
$295M
$143K 0.03%
6,000
+1,250
+26% +$28.7K
IGSB icon
267
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$140K 0.03%
2,658
+96
+4% +$5.03K
EPS icon
268
WisdomTree US LargeCap Fund
EPS
$1.65B
$139K 0.03%
6,000
– –
HEDJ icon
269
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$137K 0.03%
5,300
+684
+15% +$17.3K
PRU icon
270
Prudential Financial
PRU
$41.8B
$137K 0.03%
1,905
-30
-2% -$2.09K
BSV icon
271
Vanguard Short-Term Bond ETF
BSV
$44.6B
$134K 0.02%
+1,670
New +$134K
LH icon
272
Labcorp
LH
$25.9B
$134K 0.02%
1,339
– –
SCHW
273
Charles Schwab
SCHW
$187B
$133K 0.02%
4,780
+180
+4% +$4.75K
MMP
274
DELISTED
Magellan Midstream Partners, L.P.
MMP
$133K 0.02%
1,944
+528
+37% +$34.5K
ORLY icon
275
O'Reilly Automotive
ORLY
$76.3B
$131K 0.02%
7,230
+405
+6% +$6.92K
9 10
11
12 13

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.