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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
251
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$131K 0.03%
4,028
-5,050
-56% -$174K
BIV icon
252
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$130K 0.03%
1,576
– –
PRK icon
253
Park National Corp
PRK
$3.67B
$129K 0.03%
+1,428
New +$133K
EFAV icon
254
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$128K 0.03%
1,983
+1,308
+194% +$85.2K
ET icon
255
Energy Transfer Partners
ET
$69.3B
$127K 0.03%
9,300
– –
RTN
256
DELISTED
Raytheon Company
RTN
$127K 0.03%
1,026
-74
-7% -$8.89K
DATA
257
DELISTED
Tableau Software, Inc.
DATA
$127K 0.03%
1,354
– –
BHP icon
258
BHP
BHP
$230B
$126K 0.03%
5,520
+546
+11% +$14.6K
RIO icon
259
Rio Tinto
RIO
$164B
$126K 0.03%
4,342
-2,000
-32% -$67.6K
HEDJ icon
260
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$124K 0.03%
4,616
– –
LQD icon
261
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$124K 0.03%
1,093
-25
-2% -$2.89K
MGC icon
262
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$124K 0.03%
1,780
– –
NKSH icon
263
National Bankshares
NKSH
$268M
$124K 0.03%
3,500
– –
TMO icon
264
Thermo Fisher Scientific
TMO
$220B
$124K 0.03%
876
+300
+52% +$40K
O icon
265
Realty Income
O
$59.1B
$123K 0.03%
2,471
+1,154
+88% +$55.2K
ALL icon
266
Allstate
ALL
$67.5B
$121K 0.03%
1,958
-176
-8% -$10.9K
CAT icon
267
Caterpillar
CAT
$387B
$121K 0.03%
1,792
-682
-28% -$47.7K
TRV icon
268
Travelers Companies
TRV
$80.2B
$119K 0.02%
1,057
+29
+3% +$3.22K
CB
269
DELISTED
CHUBB CORPORATION
CB
$119K 0.02%
898
-30
-3% -$3.88K
BP icon
270
BP
BP
$107B
$118K 0.02%
4,519
-4,978
-52% -$142K
ADM icon
271
Archer Daniels Midland
ADM
$36.9B
$117K 0.02%
3,190
+100
+3% +$4.01K
IWD icon
272
iShares Russell 1000 Value ETF
IWD
$83.7B
$117K 0.02%
1,199
-71
-6% -$7.05K
MPC icon
273
Marathon Petroleum
MPC
$83.7B
$117K 0.02%
2,265
+617
+37% +$32.3K
OPPE
274
WisdomTree European Opportunities Fund
OPPE
$295M
$116K 0.02%
4,750
– –
SHW icon
275
Sherwin-Williams
SHW
$89.8B
$116K 0.02%
1,350
-54
-4% -$4.67K
9 10
11
12 13

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.