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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
251
Amazon
AMZN
$2.96T
$123K 0.03%
4,440
+340
+8% +$8.6K
ORLY icon
252
O'Reilly Automotive
ORLY
$76.3B
$123K 0.03%
7,290
-345
-5% -$5.57K
RTN
253
DELISTED
Raytheon Company
RTN
$123K 0.03%
1,100
+76
+7% +$7.94K
MGC icon
254
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$122K 0.03%
1,780
– –
MMP
255
DELISTED
Magellan Midstream Partners, L.P.
MMP
$122K 0.03%
1,850
+118
+7% +$8.06K
HSY icon
256
Hershey
HSY
$36.6B
$121K 0.03%
1,292
+102
+9% +$9.29K
ITC
257
DELISTED
ITC HOLDINGS CORP
ITC
$120K 0.03%
3,600
– –
CB
258
DELISTED
CHUBB CORPORATION
CB
$120K 0.03%
928
+10
+1% +$1.22K
FCX icon
259
Freeport-McMoran
FCX
$97.5B
$119K 0.03%
9,983
-4,215
-30% -$50.6K
IUSG icon
260
iShares Core S&P US Growth ETF
IUSG
$33.7B
$119K 0.03%
+3,004
New +$121K
NKSH icon
261
National Bankshares
NKSH
$268M
$119K 0.03%
3,500
– –
PRU icon
262
Prudential Financial
PRU
$41.8B
$118K 0.03%
1,488
+282
+23% +$23.7K
OPPE
263
WisdomTree European Opportunities Fund
OPPE
$295M
$116K 0.03%
4,750
– –
HIG icon
264
Hartford Financial Services
HIG
$39.3B
$116K 0.03%
2,404
+21
+0.9% +$970
MLM icon
265
Martin Marietta Materials
MLM
$33B
$113K 0.03%
778
+2
+0.3% +$324
TRV icon
266
Travelers Companies
TRV
$80.2B
$113K 0.03%
1,028
+521
+103% +$53.3K
RF icon
267
Regions Financial
RF
$26.8B
$112K 0.02%
12,416
-1
-0% -$10
BKLN icon
268
Invesco Senior Loan ETF
BKLN
$6.81B
$111K 0.02%
4,842
+1,278
+36% +$30.1K
SHW icon
269
Sherwin-Williams
SHW
$89.8B
$111K 0.02%
1,404
-48
-3% -$4.21K
DATA
270
DELISTED
Tableau Software, Inc.
DATA
$111K 0.02%
1,354
– –
PFF icon
271
iShares Preferred and Income Securities ETF
PFF
$13.3B
$109K 0.02%
2,800
+17
+0.6% +$665
UL icon
272
Unilever
UL
$136B
$109K 0.02%
2,147
-211
-9% -$10.1K
FLOT icon
273
iShares Floating Rate Bond ETF
FLOT
$10.3B
$107K 0.02%
2,142
+1,050
+96% +$53.1K
GLW icon
274
Corning
GLW
$143B
$107K 0.02%
6,453
+1,103
+21% +$19.8K
RAI
275
DELISTED
Reynolds American Inc
RAI
$107K 0.02%
2,270
+94
+4% +$3.9K
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.