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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
251
Martin Marietta Materials
MLM
$33B
$110K 0.02%
+776
New +$113K
PFF icon
252
iShares Preferred and Income Securities ETF
PFF
$13.3B
$109K 0.02%
2,783
+1,983
+248% +$78.7K
FHN icon
253
First Horizon
FHN
$12.1B
$107K 0.02%
6,821
+3,189
+88% +$47.1K
GLW icon
254
Corning
GLW
$143B
$106K 0.02%
5,350
+1,964
+58% +$42K
HSY icon
255
Hershey
HSY
$36.6B
$106K 0.02%
1,190
– –
ITW icon
256
Illinois Tool Works
ITW
$85.3B
$106K 0.02%
1,150
+316
+38% +$30.1K
PRU icon
257
Prudential Financial
PRU
$41.8B
$106K 0.02%
1,206
+9
+0.8% +$764
OAK
258
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$106K 0.02%
2,000
+1,600
+400% +$84.9K
JWN
259
DELISTED
Nordstrom
JWN
$105K 0.02%
1,412
– –
LQD icon
260
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$104K 0.02%
901
+704
+357% +$83.4K
APU
261
DELISTED
AmeriGas Partners, L.P.
APU
$103K 0.02%
2,262
+3
+0.1% +$144
NKSH icon
262
National Bankshares
NKSH
$268M
$102K 0.02%
+3,500
New +$102K
OGE icon
263
OGE Energy
OGE
$9.71B
$102K 0.02%
3,566
+900
+34% +$28K
DE icon
264
Deere & Co
DE
$168B
$101K 0.02%
1,043
+126
+14% +$11.5K
IJK icon
265
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$100K 0.02%
+2,360
New +$101K
HIG icon
266
Hartford Financial Services
HIG
$39.3B
$99K 0.02%
2,383
+2,122
+813% +$88.6K
COKE icon
267
Coca-Cola Consolidated
COKE
$12.8B
$98K 0.02%
6,510
– –
GD icon
268
General Dynamics
GD
$106B
$98K 0.02%
693
+303
+78% +$42.1K
RTN
269
DELISTED
Raytheon Company
RTN
$98K 0.02%
1,024
+388
+61% +$40.7K
AAN.A
270
DELISTED
The Aaron's Company Inc Class A
AAN.A
$98K 0.02%
+2,700
New +$98K
CNL
271
DELISTED
CLECO CRP (HOLDING CO)
CNL
$97K 0.02%
1,800
– –
KKR icon
272
KKR & Co
KKR
$92.3B
$96K 0.02%
+4,204
New +$96.6K
IWP icon
273
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$94K 0.02%
1,950
– –
STR
274
DELISTED
QUESTAR CORP
STR
$94K 0.02%
+4,500
New +$102K
ETN icon
275
Eaton
ETN
$174B
$92K 0.02%
1,368
+169
+14% +$11.9K
9 10
11
12 13

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.