We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
251
Amazon
AMZN
$2.96T
$47K 0.03%
2,580
-620
-19% -$9.66K
CSC
252
DELISTED
Computer Sciences
CSC
$47K 0.03%
1,780
– –
CP icon
253
Canadian Pacific Kansas City
CP
$80.5B
$46K 0.03%
1,250
– –
EBAY icon
254
eBay
EBAY
$49.8B
$46K 0.03%
2,039
-1,447
-42% -$32.8K
HON icon
255
Honeywell
HON
$78B
$46K 0.03%
505
-579
-53% -$49.8K
SBUX icon
256
Starbucks
SBUX
$120B
$45K 0.03%
1,016
-712
-41% -$27.8K
DBA icon
257
Invesco DB Agriculture Fund
DBA
$1.23B
$44K 0.03%
1,900
– –
EQR icon
258
Equity Residential
EQR
$25.1B
$44K 0.03%
556
– –
HBI
259
DELISTED
Hanesbrands
HBI
$44K 0.03%
1,540
– –
NEE icon
260
NextEra Energy
NEE
$177B
$44K 0.03%
1,600
-3,392
-68% -$85.7K
HCC
261
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$44K 0.03%
+800
New +$41.4K
VIAB
262
DELISTED
Viacom Inc. Class B
VIAB
$43K 0.03%
651
-368
-36% -$26.9K
MHFI
263
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$43K 0.03%
456
– –
ALL icon
264
Allstate
ALL
$67.5B
$42K 0.03%
580
-1,078
-65% -$70.9K
AMLP icon
265
Alerian MLP ETF
AMLP
$12.8B
$42K 0.03%
480
-166
-26% -$15K
DNP icon
266
DNP Select Income Fund
DNP
$4.09B
$41K 0.03%
+3,938
New +$41K
FDX icon
267
FedEx
FDX
$75.4B
$41K 0.03%
239
-88
-27% -$14.9K
VO icon
268
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$41K 0.03%
1,336
– –
STI
269
DELISTED
SunTrust Banks, Inc.
STI
$41K 0.03%
1,045
-4,672
-82% -$183K
KNL
270
DELISTED
Knoll, Inc.
KNL
$41K 0.03%
+2,000
New +$38.2K
COF icon
271
Capital One
COF
$134B
$40K 0.03%
530
-120
-18% -$9.76K
NWN icon
272
Northwest Natural Holdings
NWN
$2.12B
$40K 0.03%
+800
New +$37.3K
FWONK icon
273
Liberty Media Series C
FWONK
$25.8B
$39K 0.02%
1,531
-256
-14% -$6.29K
TPH
274
DELISTED
Tri Pointe Homes
TPH
$39K 0.02%
2,601
+2,500
+2,475% +$35.6K
VYM icon
275
Vanguard High Dividend Yield ETF
VYM
$82.8B
$39K 0.02%
565
-300
-35% -$20.4K
9 10
11
12 13

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.