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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMC icon
251
Vulcan Materials
VMC
$36.5B
$83K 0.02%
1,300
– –
RTN
252
DELISTED
Raytheon Company
RTN
$82K 0.02%
885
+139
+19% +$13.5K
ROST icon
253
Ross Stores
ROST
$81.6B
$81K 0.02%
2,438
– –
VDC icon
254
Vanguard Consumer Staples ETF
VDC
$7.98B
$81K 0.02%
699
+85
+14% +$9.68K
TMO icon
255
Thermo Fisher Scientific
TMO
$214B
$79K 0.02%
670
– –
TFCF
256
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$79K 0.02%
2,300
-800
-26% -$26.5K
NLY icon
257
Annaly Capital Management
NLY
$17.1B
$78K 0.02%
1,706
– –
EBAY icon
258
eBay
EBAY
$48.9B
$77K 0.02%
3,645
+2,032
+126% +$44.3K
POT
259
DELISTED
Potash Corp Of Saskatchewan
POT
$76K 0.02%
1,989
+18
+0.9% +$650
FMC icon
260
FMC
FMC
$1.32B
$75K 0.02%
1,219
-230
-16% -$15K
GIS icon
261
General Mills
GIS
$19.3B
$74K 0.02%
1,408
+150
+12% +$8K
BIIB icon
262
Biogen
BIIB
$30.5B
$73K 0.02%
231
+16
+7% +$4.82K
O icon
263
Realty Income
O
$59B
$73K 0.02%
1,699
+1,239
+269% +$51.8K
TJX icon
264
TJX Companies
TJX
$179B
$73K 0.02%
2,740
+620
+29% +$17.7K
PXD
265
DELISTED
Pioneer Natural Resource Co.
PXD
$73K 0.02%
316
– –
PFF icon
266
iShares Preferred and Income Securities ETF
PFF
$13.2B
$72K 0.02%
1,800
– –
PTF icon
267
Invesco Dorsey Wright Technology Momentum ETF
PTF
$641M
$72K 0.02%
5,940
– –
RAI
268
DELISTED
Reynolds American Inc
RAI
$72K 0.02%
2,390
+90
+4% +$2.58K
KDP icon
269
Keurig Dr Pepper
KDP
$41.3B
$70K 0.02%
1,200
– –
PLPC icon
270
Preformed Line Products
PLPC
$2.25B
$70K 0.02%
1,300
– –
GLW icon
271
Corning
GLW
$135B
$69K 0.02%
3,131
+21
+0.7% +$445
ROK icon
272
Rockwell Automation
ROK
$49.1B
$69K 0.02%
554
– –
FWONA icon
273
Liberty Media Series A
FWONA
$22.9B
$68K 0.02%
2,792
+642
+30% +$14.7K
GG
274
DELISTED
Goldcorp Inc
GG
$68K 0.02%
2,434
-300
-11% -$7.45K
FHN icon
275
First Horizon
FHN
$12.1B
$67K 0.02%
5,646
+10
+0.2% +$117
9 10
11
12 13

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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.