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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
226
SPDR Gold Trust
GLD
$143B
$685K 0.04%
4,177
-24
-0.6% -$4.02K
CARR icon
227
Carrier Global
CARR
$52.3B
$684K 0.04%
13,219
-245
-2% -$13.2K
AGG icon
228
iShares Core US Aggregate Bond ETF
AGG
$137B
$658K 0.04%
5,738
-845
-13% -$97.9K
YUM icon
229
Yum! Brands
YUM
$39.6B
$655K 0.04%
5,362
-124
-2% -$15.7K
ALGN icon
230
Align Technology
ALGN
$12.5B
$651K 0.04%
979
+2
+0.2% +$1.36K
ALB icon
231
Albemarle
ALB
$15.5B
$642K 0.04%
2,935
-118
-4% -$25.2K
AMP icon
232
Ameriprise Financial
AMP
$49.3B
$629K 0.04%
2,382
+11
+0.5% +$2.88K
DHR icon
233
Danaher
DHR
$147B
$628K 0.04%
2,328
+48
+2% +$13.1K
SNA icon
234
Snap-on
SNA
$21.3B
$628K 0.04%
3,010
– –
GILD icon
235
Gilead Sciences
GILD
$165B
$623K 0.03%
8,921
+301
+3% +$21.1K
VHT icon
236
Vanguard Health Care ETF
VHT
$19B
$622K 0.03%
2,519
+210
+9% +$53.9K
MDLZ icon
237
Mondelez International
MDLZ
$78.5B
$618K 0.03%
10,622
-273
-3% -$17K
DBEF icon
238
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.38B
$612K 0.03%
16,212
-1,346
-8% -$51.3K
IBB icon
239
iShares Biotechnology ETF
IBB
$9.82B
$585K 0.03%
3,619
-450
-11% -$75.7K
IVE icon
240
iShares S&P 500 Value ETF
IVE
$49.9B
$584K 0.03%
4,018
+1,541
+62% +$230K
LQD icon
241
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$576K 0.03%
4,334
-29
-0.7% -$3.92K
GOVT icon
242
iShares US Treasury Bond ETF
GOVT
$43.6B
$547K 0.03%
20,651
+10,986
+114% +$294K
IGSB icon
243
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$539K 0.03%
9,868
-15
-0.2% -$822
RF icon
244
Regions Financial
RF
$26.8B
$536K 0.03%
25,199
-191
-0.8% -$3.8K
NFLX icon
245
Netflix
NFLX
$317B
$534K 0.03%
8,760
-300
-3% -$16.5K
TXN icon
246
Texas Instruments
TXN
$256B
$531K 0.03%
2,762
+83
+3% +$15.8K
GIS icon
247
General Mills
GIS
$19.9B
$524K 0.03%
8,771
+50
+0.6% +$2.96K
AEP icon
248
American Electric Power
AEP
$66.8B
$518K 0.03%
6,383
+20
+0.3% +$1.75K
ACN icon
249
Accenture
ACN
$109B
$515K 0.03%
1,611
+142
+10% +$46.2K
EEMV icon
250
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$513K 0.03%
8,188
– –
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.