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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
226
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$607K 0.04%
4,671
+680
+17% +$90.5K
EPD icon
227
Enterprise Products Partners
EPD
$82.2B
$604K 0.04%
27,462
+464
+2% +$10.2K
TMO icon
228
Thermo Fisher Scientific
TMO
$222B
$604K 0.04%
1,325
-145
-10% -$69.2K
IEMG icon
229
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$597K 0.04%
9,276
+68
+0.7% +$4.47K
IBB icon
230
iShares Biotechnology ETF
IBB
$9.82B
$593K 0.04%
3,940
+139
+4% +$22.1K
PNFP icon
231
Pinnacle Financial Partners Inc
PNFP
$15.8B
$592K 0.04%
6,681
-520
-7% -$41.1K
YUM icon
232
Yum! Brands
YUM
$39.7B
$588K 0.04%
5,437
+151
+3% +$16K
IGC icon
233
IGC Pharma
IGC
$27.9M
$572K 0.04%
320,000
-125,000
-28% -$227K
VWO icon
234
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$562K 0.03%
10,810
-6,131
-36% -$326K
PAVE icon
235
Global X US Infrastructure Development ETF
PAVE
$14.3B
$557K 0.03%
22,235
+12,627
+131% +$291K
ZBH icon
236
Zimmer Biomet
ZBH
$18.7B
$556K 0.03%
3,583
+35
+1% +$5.42K
NWBI icon
237
Northwest Bancshares
NWBI
$2.27B
$552K 0.03%
38,202
+7
+0% +$98
AMP icon
238
Ameriprise Financial
AMP
$49.2B
$549K 0.03%
2,363
– –
IGSB icon
239
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$538K 0.03%
9,846
-151
-2% -$8.29K
IYW icon
240
iShares US Technology ETF
IYW
$25.3B
$538K 0.03%
6,142
-421
-6% -$36.9K
TJX icon
241
TJX Companies
TJX
$175B
$537K 0.03%
8,126
-490
-6% -$32.8K
GIS icon
242
General Mills
GIS
$19.9B
$529K 0.03%
8,642
-306
-3% -$17.7K
ALGN icon
243
Align Technology
ALGN
$12.5B
$526K 0.03%
973
-291
-23% -$161K
MSOS icon
244
AdvisorShares Pure US Cannabis ETF
MSOS
$884M
$518K 0.03%
+12,220
New +$564K
EEMV icon
245
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$517K 0.03%
8,188
-343
-4% -$21.7K
GLW icon
246
Corning
GLW
$136B
$513K 0.03%
11,796
+64
+0.5% +$2.46K
FCX icon
247
Freeport-McMoran
FCX
$98.7B
$512K 0.03%
15,558
-3,742
-19% -$121K
DEEP icon
248
Acquirers Small and Micro Deep Value ETF
DEEP
$28.3M
$510K 0.03%
+15,025
New +$475K
ICLN icon
249
iShares Global Clean Energy ETF
ICLN
$2.08B
$494K 0.03%
20,336
-634
-3% -$17.7K
RF icon
250
Regions Financial
RF
$26.8B
$489K 0.03%
23,701
– –
8 9
10
11 12

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.