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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
226
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$567K 0.04%
16,896
-33
-0.2% -$1.06K
FITB
227
Fifth Third Bancorp
FITB
$51.8B
$565K 0.04%
20,498
+5,040
+33% +$127K
IWB icon
228
iShares Russell 1000 ETF
IWB
$50.2B
$559K 0.04%
2,639
+994
+60% +$198K
IYW icon
229
iShares US Technology ETF
IYW
$25.3B
$558K 0.04%
6,563
-421
-6% -$33.6K
EMR icon
230
Emerson Electric
EMR
$88.5B
$557K 0.04%
6,938
– –
IGSB icon
231
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$551K 0.04%
9,997
+742
+8% +$40.8K
LQD icon
232
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$551K 0.04%
3,991
+16
+0.4% +$2.18K
IYC icon
233
iShares US Consumer Discretionary ETF
IYC
$1.23B
$545K 0.04%
7,734
-782
-9% -$51.9K
ZBH icon
234
Zimmer Biomet
ZBH
$18.7B
$530K 0.04%
3,548
+8
+0.2% +$1.13K
EPD icon
235
Enterprise Products Partners
EPD
$82.2B
$528K 0.04%
26,998
+67
+0.2% +$1.25K
GIS icon
236
General Mills
GIS
$19.9B
$526K 0.04%
8,948
+43
+0.5% +$2.6K
PHYS icon
237
Sprott Physical Gold
PHYS
$15.9B
$526K 0.04%
34,863
+27,192
+354% +$404K
EEMV icon
238
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$521K 0.03%
8,531
-407
-5% -$23.7K
SNA icon
239
Snap-on
SNA
$21.3B
$515K 0.03%
3,010
– –
TXN icon
240
Texas Instruments
TXN
$256B
$515K 0.03%
3,138
-126
-4% -$19.6K
AGG icon
241
iShares Core US Aggregate Bond ETF
AGG
$137B
$502K 0.03%
4,253
+559
+15% +$65.8K
FCX icon
242
Freeport-McMoran
FCX
$98.7B
$502K 0.03%
19,300
+5,046
+35% +$105K
CRM icon
243
Salesforce
CRM
$162B
$490K 0.03%
2,205
+31
+1% +$7.54K
NWBI icon
244
Northwest Bancshares
NWBI
$2.27B
$486K 0.03%
38,195
+1,039
+3% +$11.8K
ITB icon
245
iShares US Home Construction ETF
ITB
$2.35B
$481K 0.03%
8,621
-6,043
-41% -$340K
NFLX icon
246
Netflix
NFLX
$318B
$466K 0.03%
8,630
+3,940
+84% +$200K
TAN icon
247
Invesco Solar ETF
TAN
$1.36B
$465K 0.03%
4,528
– –
PNFP icon
248
Pinnacle Financial Partners Inc
PNFP
$15.8B
$463K 0.03%
7,201
-570
-7% -$29.4K
COP icon
249
ConocoPhillips
COP
$148B
$461K 0.03%
11,538
-35
-0.3% -$1.29K
AMP icon
250
Ameriprise Financial
AMP
$49.2B
$459K 0.03%
2,363
-1
-0% -$179
8 9
10
11 12

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.