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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
226
JPMorgan Ultra-Short Income ETF
JPST
$40.5B
$463K 0.04%
9,145
-4,000
-30% -$201K
YUM icon
227
Yum! Brands
YUM
$40.7B
$463K 0.04%
5,335
+814
+18% +$69.5K
PSX icon
228
Phillips 66
PSX
$84.1B
$462K 0.04%
6,439
-499
-7% -$35.3K
IHI icon
229
iShares US Medical Devices ETF
IHI
$3.39B
$461K 0.04%
10,446
+1,518
+17% +$64.9K
AGG icon
230
iShares Core US Aggregate Bond ETF
AGG
$138B
$452K 0.04%
3,827
-8,385
-69% -$982K
IYC icon
231
iShares US Consumer Discretionary ETF
IYC
$1.22B
$452K 0.04%
8,260
+2,300
+39% +$119K
SMH icon
232
VanEck Semiconductor ETF
SMH
$71.5B
$451K 0.04%
5,914
+4,122
+230% +$283K
BP icon
233
BP
BP
$109B
$446K 0.04%
19,148
-1,957
-9% -$47K
ZBH icon
234
Zimmer Biomet
ZBH
$18.4B
$445K 0.04%
3,846
– –
CTVA icon
235
Corteva
CTVA
$51.3B
$443K 0.04%
16,568
-1,837
-10% -$47.8K
NVS icon
236
Novartis
NVS
$296B
$437K 0.04%
5,011
+843
+20% +$72.8K
IEMG icon
237
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$432K 0.04%
9,084
-816
-8% -$36.4K
ITB icon
238
iShares US Home Construction ETF
ITB
$2.37B
$432K 0.04%
+9,800
New +$375K
C icon
239
Citigroup
C
$228B
$429K 0.04%
8,404
+327
+4% +$15.5K
VCIT icon
240
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.7B
$422K 0.04%
4,440
-168
-4% -$15.5K
VBK icon
241
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$419K 0.04%
2,104
+1,449
+221% +$262K
SNA icon
242
Snap-on
SNA
$21.5B
$416K 0.03%
3,010
– –
TXN icon
243
Texas Instruments
TXN
$260B
$416K 0.03%
3,277
-13
-0.4% -$1.52K
SHW icon
244
Sherwin-Williams
SHW
$88.2B
$411K 0.03%
2,133
– –
XBI icon
245
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$411K 0.03%
3,677
+3,536
+2,508% +$348K
ZM icon
246
Zoom
ZM
$30.8B
$407K 0.03%
1,609
-2,760
-63% -$497K
AEP icon
247
American Electric Power
AEP
$67.2B
$401K 0.03%
5,047
– –
ACN icon
248
Accenture
ACN
$107B
$398K 0.03%
1,855
-31
-2% -$5.86K
IWM icon
249
iShares Russell 2000 ETF
IWM
$81.8B
$397K 0.03%
2,778
+361
+15% +$47.4K
SCHR
250
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$397K 0.03%
13,508
+9,778
+262% +$287K
8 9
10
11 12

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.