CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFM icon
226
Invesco Dividend Achievers ETF
PFM
$722M
$380K 0.04%
15,425
-499
-3% -$12.3K
REGN icon
227
Regeneron Pharmaceuticals
REGN
$59B
$378K 0.04%
775
+723
+1,390% +$353K
ZBH icon
228
Zimmer Biomet
ZBH
$20.6B
$377K 0.04%
3,846
+1,030
+37% +$101K
PSX icon
229
Phillips 66
PSX
$53.5B
$372K 0.04%
6,938
-383
-5% -$20.5K
DWSH icon
230
AdvisorShares Dorsey Wright Short ETF
DWSH
$13M
$369K 0.04%
+10,400
New +$369K
LNC icon
231
Lincoln National
LNC
$7.88B
$369K 0.04%
14,023
+662
+5% +$17.4K
IYW icon
232
iShares US Technology ETF
IYW
$23.3B
$365K 0.04%
7,144
+1,616
+29% +$82.6K
EPD icon
233
Enterprise Products Partners
EPD
$68.3B
$363K 0.04%
25,388
-382
-1% -$5.46K
KMI icon
234
Kinder Morgan
KMI
$59.2B
$363K 0.04%
26,096
-374
-1% -$5.2K
RTN
235
DELISTED
Raytheon Company
RTN
$354K 0.03%
2,701
-785
-23% -$103K
BAX icon
236
Baxter International
BAX
$12.6B
$350K 0.03%
4,319
+1
+0% +$81
TSC
237
DELISTED
TriState Capital Holdings, Inc.
TSC
$350K 0.03%
36,200
+27,800
+331% +$269K
SDY icon
238
SPDR S&P Dividend ETF
SDY
$20.3B
$347K 0.03%
4,351
+7
+0.2% +$558
NVS icon
239
Novartis
NVS
$248B
$343K 0.03%
4,168
-1,156
-22% -$95.1K
C icon
240
Citigroup
C
$179B
$340K 0.03%
8,077
-113
-1% -$4.76K
LMT icon
241
Lockheed Martin
LMT
$107B
$337K 0.03%
996
-107
-10% -$36.2K
IHI icon
242
iShares US Medical Devices ETF
IHI
$4.35B
$335K 0.03%
8,928
-4,026
-31% -$151K
VB icon
243
Vanguard Small-Cap ETF
VB
$66.8B
$333K 0.03%
2,886
– –
TXN icon
244
Texas Instruments
TXN
$168B
$328K 0.03%
3,290
-46
-1% -$4.59K
SNA icon
245
Snap-on
SNA
$16.8B
$327K 0.03%
3,010
-46
-2% -$5K
SHW icon
246
Sherwin-Williams
SHW
$90.1B
$326K 0.03%
2,133
– –
DEO icon
247
Diageo
DEO
$58.3B
$323K 0.03%
2,542
-106
-4% -$13.5K
IVE icon
248
iShares S&P 500 Value ETF
IVE
$41B
$317K 0.03%
3,298
+407
+14% +$39.1K
GQRE icon
249
FlexShares Global Quality Real Estate Index Fund
GQRE
$378M
$316K 0.03%
6,675
+1,221
+22% +$57.8K
ARKQ icon
250
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.3B
$315K 0.03%
9,503
+960
+11% +$31.8K
8 9
10
11 12