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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
(-19%)
Cap. Flow
+$34.9M
Cap. Flow
% of AUM
3.42%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$17.1M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$10.9M |
| 3 |
Xtrackers USD High Yield Corporate Bond ETF
HYLB
|
+$9.05M |
| 4 |
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
|
+$7.06M |
| 5 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$6.87M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$35.1M |
| 2 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$10.6M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$7.22M |
| 4 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$6.88M |
| 5 |
WisdomTree US MidCap Fund
EZM
|
+$6.27M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.86% |
| 2 | Financials | 5.77% |
| 3 | Healthcare | 3.19% |
| 4 | Consumer Staples | 2.35% |
| 5 | Utilities | 1.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Invesco Dividend Achievers ETF
PFM
$809M
| $380K | 0.04% |
15,425
-499
| -3% | -$14.5K |
|
227
Regeneron Pharmaceuticals
REGN
$83.2B
| $378K | 0.04% |
775
+723
| +1,390% | +$298K |
|
228
Zimmer Biomet
ZBH
$18.7B
| $377K | 0.04% |
3,846
+1,030
| +37% | +$135K |
|
229
Phillips 66
PSX
$86B
| $372K | 0.04% |
6,938
-383
| -5% | -$31.2K |
|
230
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.19M
| $369K | 0.04% |
+10,400
| New | +$289K |
|
231
Lincoln National
LNC
$8.75B
| $369K | 0.04% |
14,023
+662
| +5% | +$31.4K |
|
232
iShares US Technology ETF
IYW
$25.3B
| $365K | 0.04% |
7,144
+1,616
| +29% | +$93.7K |
|
233
Enterprise Products Partners
EPD
$82B
| $363K | 0.04% |
25,388
-382
| -1% | -$8.87K |
|
234
Kinder Morgan
KMI
$69.9B
| $363K | 0.04% |
26,096
-374
| -1% | -$7.12K |
|
|
RTN
235
DELISTED
Raytheon Company
RTN
| $354K | 0.03% |
2,701
-785
| -23% | -$155K |
|
236
Baxter International
BAX
$14.4B
| $350K | 0.03% |
4,319
+1
| +0% | +$86 |
|
|
TSC
237
DELISTED
TriState Capital Holdings, Inc.
TSC
| $350K | 0.03% |
36,200
+27,800
| +331% | +$557K |
|
238
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $347K | 0.03% |
4,351
+7
| +0.2% | +$690 |
|
239
Novartis
NVS
$298B
| $343K | 0.03% |
4,168
-1,156
| -22% | -$103K |
|
240
Citigroup
C
$227B
| $340K | 0.03% |
8,077
-113
| -1% | -$7.58K |
|
241
Lockheed Martin
LMT
$139B
| $337K | 0.03% |
996
-107
| -10% | -$42.1K |
|
242
iShares US Medical Devices ETF
IHI
$3.44B
| $335K | 0.03% |
8,928
-4,026
| -31% | -$170K |
|
243
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
| $333K | 0.03% |
2,886
| – | – |
|
244
Texas Instruments
TXN
$256B
| $328K | 0.03% |
3,290
-46
| -1% | -$5.52K |
|
245
Snap-on
SNA
$21.3B
| $327K | 0.03% |
3,010
-46
| -2% | -$6.79K |
|
246
Sherwin-Williams
SHW
$88.1B
| $326K | 0.03% |
2,133
| – | – |
|
247
Diageo
DEO
$54B
| $323K | 0.03% |
2,542
-106
| -4% | -$15.9K |
|
248
iShares S&P 500 Value ETF
IVE
$50B
| $317K | 0.03% |
3,298
+407
| +14% | +$48.4K |
|
249
FlexShares Global Quality Real Estate Index Fund
GQRE
$418M
| $316K | 0.03% |
6,675
+1,221
| +22% | +$73.7K |
|
250
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
| $315K | 0.03% |
9,503
+960
| +11% | +$36K |
|
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Carroll Financial Associates's Q1 2020 Portfolio in Review
As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.
Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.
- Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
- Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
- Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
- Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
- Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
- Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
- Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.
Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.