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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
(+7.6%)
Cap. Flow
+$48.1M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$20.5M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$16.4M |
| 3 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$11M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.76M |
| 5 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$7.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.5M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$22.2M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$13.2M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$4.72M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$4.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.75% |
| 2 | Technology | 5.61% |
| 3 | Healthcare | 3.09% |
| 4 | Energy | 2.58% |
| 5 | Consumer Staples | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMJ
226
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $455K | 0.04% |
18,128
| – | – |
|
227
Clorox
CLX
$12.7B
| $450K | 0.04% |
2,940
-126
| -4% | -$19.2K |
|
228
Occidental Petroleum
OXY
$55.9B
| $446K | 0.04% |
8,870
-9
| -0.1% | -$506 |
|
229
American Electric Power
AEP
$68.4B
| $445K | 0.04% |
5,064
+299
| +6% | +$25.8K |
|
230
VF Corp
VFC
$5.89B
| $443K | 0.04% |
5,082
+2,961
| +140% | +$255K |
|
231
Aon
AON
$76B
| $434K | 0.04% |
2,249
+1,523
| +210% | +$276K |
|
232
Vanguard FTSE Emerging Markets ETF
VWO
$124B
| $434K | 0.04% |
10,226
+43
| +0.4% | +$1.81K |
|
233
Novartis
NVS
$297B
| $433K | 0.04% |
4,744
-4,531
| -49% | -$383K |
|
234
Target
TGT
$68B
| $430K | 0.04% |
4,975
+78
| +2% | +$6.3K |
|
235
PPG Industries
PPG
$26.6B
| $429K | 0.04% |
3,677
| – | – |
|
236
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
| $428K | 0.04% |
22,758
+2,922
| +15% | +$54.9K |
|
237
State Street SPDR S&P Dividend ETF
SDY
$23.9B
| $424K | 0.04% |
4,206
+200
| +5% | +$20K |
|
238
Vanguard S&P 500 ETF
VOO
$1.01T
| $420K | 0.04% |
1,561
+689
| +79% | +$182K |
|
239
CVS Health
CVS
$122B
| $417K | 0.04% |
7,669
+1,730
| +29% | +$93.2K |
|
240
iShares S&P 500 Growth ETF
IVW
$77.6B
| $415K | 0.04% |
9,268
-424
| -4% | -$18.6K |
|
|
MDC
241
DELISTED
M.D.C. Holdings, Inc.
MDC
| $415K | 0.04% |
13,675
+13,084
| +2,214% | +$385K |
|
242
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $410K | 0.04% |
3,303
+492
| +18% | +$59.1K |
|
243
Thermo Fisher Scientific
TMO
$220B
| $401K | 0.03% |
1,367
+118
| +9% | +$32.5K |
|
|
244
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
| $396K | 0.03% |
11,640
-668,520
| -98% | -$22.5M |
|
245
Texas Instruments
TXN
$261B
| $394K | 0.03% |
3,436
+508
| +17% | +$56.8K |
|
246
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $378K | 0.03% |
7,518
-1,440
| -16% | -$72.6K |
|
247
Alibaba
BABA
$308B
| $374K | 0.03% |
2,212
+1,110
| +101% | +$192K |
|
248
Regions Financial
RF
$26.8B
| $366K | 0.03% |
24,515
+2,591
| +12% | +$38.3K |
|
249
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.45B
| $365K | 0.03% |
+28,377
| New | +$361K |
|
250
Exelon
EXC
$47B
| $364K | 0.03% |
10,655
+1,305
| +14% | +$46.1K |
|
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Carroll Financial Associates's Q2 2019 Portfolio in Review
As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.
- Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
- Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
- Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
- Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
- Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
- Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.
Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.