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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEO icon
226
Diageo
DEO
$53.6B
$392K 0.04%
2,396
+337
+16% +$51.4K
PANW icon
227
Palo Alto Networks
PANW
$297B
$390K 0.04%
9,648
+9,024
+1,446% +$335K
FNDA icon
228
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$369K 0.03%
19,836
-3,278
-14% -$60.1K
RJF icon
229
Raymond James Financial
RJF
$34B
$367K 0.03%
6,863
– –
XLE icon
230
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$364K 0.03%
11,018
+7,026
+176% +$226K
IAT icon
231
iShares US Regional Banks ETF
IAT
$678M
$363K 0.03%
8,365
– –
PNC icon
232
PNC Financial Services
PNC
$101B
$360K 0.03%
2,940
+472
+19% +$58.4K
QCOM icon
233
Qualcomm
QCOM
$176B
$360K 0.03%
6,320
+532
+9% +$28.7K
MUB icon
234
iShares National Muni Bond ETF
MUB
$45.9B
$356K 0.03%
3,206
+406
+15% +$44.5K
ZBH icon
235
Zimmer Biomet
ZBH
$18.4B
$353K 0.03%
2,854
– –
VMW
236
DELISTED
VMware, Inc
VMW
$351K 0.03%
1,946
+1,922
+8,008% +$313K
BAX icon
237
Baxter International
BAX
$14.2B
$344K 0.03%
4,235
+239
+6% +$17.4K
PHM icon
238
Pultegroup
PHM
$25.3B
$344K 0.03%
12,308
+11,908
+2,977% +$324K
TMO icon
239
Thermo Fisher Scientific
TMO
$220B
$341K 0.03%
1,249
-23
-2% -$5.72K
NOK icon
240
Nokia
NOK
$52.3B
$336K 0.03%
58,759
+58,212
+10,642% +$356K
XYLD icon
241
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$336K 0.03%
7,040
+3,095
+78% +$144K
BP icon
242
BP
BP
$107B
$335K 0.03%
7,811
+108
+1% +$4.43K
NI icon
243
NiSource
NI
$20.4B
$335K 0.03%
11,710
+6,139
+110% +$165K
EXC icon
244
Exelon
EXC
$47B
$334K 0.03%
9,350
+2,930
+46% +$99.8K
LQD icon
245
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$334K 0.03%
2,811
+479
+21% +$55.5K
GSIE icon
246
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$330K 0.03%
11,787
-1,061
-8% -$29K
CL icon
247
Colgate-Palmolive
CL
$74.4B
$320K 0.03%
4,680
+216
+5% +$14K
CVS icon
248
CVS Health
CVS
$122B
$320K 0.03%
5,939
+24
+0.4% +$1.48K
RF icon
249
Regions Financial
RF
$26.8B
$310K 0.03%
21,924
-89
-0.4% -$1.36K
TXN icon
250
Texas Instruments
TXN
$261B
$310K 0.03%
2,928
+138
+5% +$14.3K
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.