CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+12.04%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$82.5M
Cap. Flow %
7.73%
Top 10 Hldgs %
50.27%
Holding
1,609
New
222
Increased
401
Reduced
271
Closed
81

Top Buys

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
$29.1M
2
SPMD icon
SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$22.7M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$22.5M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
$7.1M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$3.55M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$10.7M
2
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$6.01M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$5.98M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$4.75M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$4.04M

Sector Composition

1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DEO icon
226
Diageo
DEO
$61.3B
$392K 0.04%
2,396
+337
+16% +$55.1K
PANW icon
227
Palo Alto Networks
PANW
$130B
$390K 0.04%
9,648
+9,024
+1,446% +$365K
FNDA icon
228
Schwab Fundamental US Small Company Index ETF
FNDA
$9B
$369K 0.03%
19,836
-3,278
-14% -$61K
RJF icon
229
Raymond James Financial
RJF
$33B
$367K 0.03%
6,863
– –
XLE icon
230
Energy Select Sector SPDR Fund
XLE
$26.7B
$364K 0.03%
5,509
+3,513
+176% +$232K
IAT icon
231
iShares US Regional Banks ETF
IAT
$648M
$363K 0.03%
8,365
– –
PNC icon
232
PNC Financial Services
PNC
$80.5B
$360K 0.03%
2,940
+472
+19% +$57.8K
QCOM icon
233
Qualcomm
QCOM
$172B
$360K 0.03%
6,320
+532
+9% +$30.3K
MUB icon
234
iShares National Muni Bond ETF
MUB
$38.9B
$356K 0.03%
3,206
+406
+15% +$45.1K
ZBH icon
235
Zimmer Biomet
ZBH
$20.9B
$353K 0.03%
2,854
– –
VMW
236
DELISTED
VMware, Inc
VMW
$351K 0.03%
1,946
+1,922
+8,008% +$347K
BAX icon
237
Baxter International
BAX
$12.5B
$344K 0.03%
4,235
+239
+6% +$19.4K
PHM icon
238
Pultegroup
PHM
$27.7B
$344K 0.03%
12,308
+11,908
+2,977% +$333K
TMO icon
239
Thermo Fisher Scientific
TMO
$186B
$341K 0.03%
1,249
-23
-2% -$6.28K
NOK icon
240
Nokia
NOK
$24.5B
$336K 0.03%
58,759
+58,212
+10,642% +$333K
XYLD icon
241
Global X S&P 500 Covered Call ETF
XYLD
$3.1B
$336K 0.03%
7,040
+3,095
+78% +$148K
BP icon
242
BP
BP
$87.4B
$335K 0.03%
7,811
+108
+1% +$4.63K
NI icon
243
NiSource
NI
$19B
$335K 0.03%
11,710
+6,139
+110% +$176K
EXC icon
244
Exelon
EXC
$43.9B
$334K 0.03%
9,350
+2,930
+46% +$105K
LQD icon
245
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
$334K 0.03%
2,811
+479
+21% +$56.9K
GSIE icon
246
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.23B
$330K 0.03%
11,787
-1,061
-8% -$29.7K
CL icon
247
Colgate-Palmolive
CL
$68.8B
$320K 0.03%
4,680
+216
+5% +$14.8K
CVS icon
248
CVS Health
CVS
$93.6B
$320K 0.03%
5,939
+24
+0.4% +$1.29K
RF icon
249
Regions Financial
RF
$24.1B
$310K 0.03%
21,924
-89
-0.4% -$1.26K
TXN icon
250
Texas Instruments
TXN
$171B
$310K 0.03%
2,928
+138
+5% +$14.6K
8 9
10
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