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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
226
Texas Instruments
TXN
$261B
$310K 0.03%
2,983
+468
+19% +$50.7K
BX icon
227
Blackstone
BX
$110B
$307K 0.03%
9,611
+2,036
+27% +$69.4K
IWM icon
228
iShares Russell 2000 ETF
IWM
$81.9B
$303K 0.03%
1,997
+255
+15% +$39.4K
RSP icon
229
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$303K 0.03%
3,050
– –
GIS icon
230
General Mills
GIS
$19.7B
$302K 0.03%
6,716
-81
-1% -$4.39K
SDY icon
231
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$297K 0.03%
3,265
+3
+0.1% +$280
ED icon
232
Consolidated Edison
ED
$39.9B
$293K 0.03%
3,770
– –
FPE icon
233
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$293K 0.03%
15,107
+1,000
+7% +$19.8K
TJX icon
234
TJX Companies
TJX
$178B
$291K 0.03%
7,160
-170
-2% -$6.72K
GSK icon
235
GSK
GSK
$106B
$287K 0.03%
5,886
-561
-9% -$26.1K
AGG icon
236
iShares Core US Aggregate Bond ETF
AGG
$138B
$286K 0.03%
2,667
-589
-18% -$63.2K
LQD icon
237
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$279K 0.03%
2,379
-227
-9% -$26.8K
DLTR icon
238
Dollar Tree
DLTR
$25.2B
$278K 0.03%
2,936
– –
VWO icon
239
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$278K 0.03%
5,932
+913
+18% +$43.8K
PGHY icon
240
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$275K 0.03%
11,669
-351
-3% -$8.35K
NUAG icon
241
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.7M
$273K 0.03%
11,450
-411
-3% -$9.87K
BABA icon
242
Alibaba
BABA
$308B
$271K 0.03%
1,479
+500
+51% +$94.1K
HFRO
243
Highland Opportunities and Income Fund
HFRO
$407M
$266K 0.03%
+16,656
New +$263K
GQRE icon
244
FlexShares Global Quality Real Estate Index Fund
GQRE
$424M
$263K 0.03%
4,356
+312
+8% +$19K
VB icon
245
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$262K 0.03%
1,786
+1,343
+303% +$200K
VTR icon
246
Ventas
VTR
$47.9B
$262K 0.03%
5,298
-8,596
-62% -$451K
KHC icon
247
Kraft Heinz
KHC
$30B
$257K 0.03%
4,132
+182
+5% +$13K
PREF icon
248
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$256K 0.03%
+13,175
New +$261K
DEO icon
249
Diageo
DEO
$53.6B
$254K 0.03%
1,876
+205
+12% +$28.5K
SHW icon
250
Sherwin-Williams
SHW
$89.8B
$252K 0.03%
1,932
– –
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.