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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
226
Invesco S&P 500 Equal Weight ETF
RSP
$98.7B
$308K 0.03%
3,050
– –
SDY icon
227
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$308K 0.03%
3,262
-38
-1% -$3.56K
KHC icon
228
Kraft Heinz
KHC
$29.7B
$307K 0.03%
3,950
-799
-17% -$62.8K
ACWI icon
229
iShares MSCI ACWI ETF
ACWI
$33.3B
$305K 0.03%
4,238
+295
+7% +$20.9K
ALGN icon
230
Align Technology
ALGN
$12.3B
$299K 0.03%
1,350
-240
-15% -$54.5K
XLE icon
231
State Street Energy Select Sector SPDR ETF
XLE
$38B
$297K 0.03%
8,230
-3,550
-30% -$122K
DE icon
232
Deere & Co
DE
$166B
$295K 0.03%
1,890
+87
+5% +$12.2K
BND icon
233
Vanguard Total Bond Market
BND
$157B
$289K 0.03%
3,546
-98
-3% -$8.01K
NUAG icon
234
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95M
$289K 0.03%
11,861
+4,318
+57% +$106K
PGHY icon
235
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$286K 0.03%
12,020
-53,266
-82% -$1.28M
GSK icon
236
GSK
GSK
$104B
$285K 0.03%
6,447
-391
-6% -$18.1K
TGT icon
237
Target
TGT
$66.6B
$283K 0.03%
4,342
+1,692
+64% +$102K
FPE icon
238
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$282K 0.03%
14,107
+2,500
+22% +$50.2K
TJX icon
239
TJX Companies
TJX
$177B
$280K 0.03%
7,330
-450
-6% -$16.3K
DVY icon
240
iShares Select Dividend ETF
DVY
$23.4B
$277K 0.03%
2,811
– –
NVR icon
241
NVR
NVR
$16.8B
$277K 0.03%
79
– –
IWM icon
242
iShares Russell 2000 ETF
IWM
$82.3B
$265K 0.03%
1,742
-51
-3% -$7.66K
SHW icon
243
Sherwin-Williams
SHW
$88.3B
$264K 0.03%
1,932
– –
TXN icon
244
Texas Instruments
TXN
$257B
$262K 0.03%
2,515
+455
+22% +$44.3K
HSCZ icon
245
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$245M
$259K 0.03%
8,370
-1,340
-14% -$40.9K
GQRE icon
246
FlexShares Global Quality Real Estate Index Fund
GQRE
$419M
$253K 0.03%
4,044
+3,973
+5,596% +$249K
ALL icon
247
Allstate
ALL
$70.3B
$246K 0.03%
2,354
-180
-7% -$17.7K
DEO icon
248
Diageo
DEO
$51.7B
$244K 0.03%
1,671
+5
+0.3% +$689
GM icon
249
General Motors
GM
$76.1B
$243K 0.03%
5,936
-1,300
-18% -$56.4K
BX icon
250
Blackstone
BX
$106B
$242K 0.03%
7,575
-195
-3% -$6.35K
8 9
10
11 12

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.