CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
$1.04M
3
BNCN
BNC Bancorp
BNCN
$956K
4
LOB icon
Live Oak Bancshares
LOB
$855K
5
TREE icon
LendingTree
TREE
$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SDY icon
226
SPDR S&P Dividend ETF
SDY
$20.5B
$293K 0.04%
3,297
-316
-9% -$28.1K
GD icon
227
General Dynamics
GD
$86.8B
$292K 0.04%
1,477
+120
+9% +$23.7K
WT icon
228
WisdomTree
WT
$1.98B
$292K 0.04%
28,740
-11,940
-29% -$121K
GM icon
229
General Motors
GM
$55.5B
$280K 0.03%
8,032
+1,751
+28% +$61K
HSCZ icon
230
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$169M
$277K 0.03%
9,710
-267
-3% -$7.62K
PNC icon
231
PNC Financial Services
PNC
$80.5B
$277K 0.03%
2,226
– –
RSP icon
232
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$273K 0.03%
2,951
– –
STT icon
233
State Street
STT
$32B
$269K 0.03%
3,000
-37
-1% -$3.32K
RDS.A
234
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$268K 0.03%
5,048
+2,445
+94% +$130K
DVY icon
235
iShares Select Dividend ETF
DVY
$20.8B
$267K 0.03%
2,898
– –
ADBE icon
236
Adobe
ADBE
$148B
$261K 0.03%
1,847
– –
KKR icon
237
KKR & Co
KKR
$121B
$260K 0.03%
14,002
-4,497
-24% -$83.5K
BP icon
238
BP
BP
$87.4B
$259K 0.03%
8,461
+1,288
+18% +$39.4K
FXG icon
239
First Trust Consumer Staples AlphaDEX Fund
FXG
$289M
$258K 0.03%
5,619
-325
-5% -$14.9K
BBRC
240
DELISTED
Columbia Beyond BRICs ETF
BBRC
$258K 0.03%
14,880
– –
BX icon
241
Blackstone
BX
$133B
$252K 0.03%
7,570
-574
-7% -$19.1K
META icon
242
Meta Platforms (Facebook)
META
$1.89T
$251K 0.03%
1,665
+55
+3% +$8.29K
ALL icon
243
Allstate
ALL
$53.1B
$248K 0.03%
2,810
+2
+0.1% +$177
IDV icon
244
iShares International Select Dividend ETF
IDV
$5.74B
$243K 0.03%
7,436
+323
+5% +$10.6K
DLTR icon
245
Dollar Tree
DLTR
$20.6B
$241K 0.03%
3,457
-546
-14% -$38.1K
JCI icon
246
Johnson Controls International
JCI
$69.5B
$237K 0.03%
5,482
-60
-1% -$2.59K
ALGN icon
247
Align Technology
ALGN
$10.1B
$232K 0.03%
1,550
– –
FNDA icon
248
Schwab Fundamental US Small Company Index ETF
FNDA
$9B
$230K 0.03%
13,268
– –
NWL icon
249
Newell Brands
NWL
$2.68B
$229K 0.03%
4,280
– –
VO icon
250
Vanguard Mid-Cap ETF
VO
$87.3B
$227K 0.03%
1,735
– –
8 9
10
11 12