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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
226
State Street SPDR S&P Dividend ETF
SDY
$23.6B
$293K 0.04%
3,297
-316
-9% -$28K
GD icon
227
General Dynamics
GD
$103B
$292K 0.04%
1,477
+120
+9% +$23.5K
WT icon
228
WisdomTree
WT
$3.21B
$292K 0.04%
28,740
-11,940
-29% -$110K
GM icon
229
General Motors
GM
$76.9B
$280K 0.03%
8,032
+1,751
+28% +$59.5K
HSCZ icon
230
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$240M
$277K 0.03%
9,710
-267
-3% -$7.52K
PNC icon
231
PNC Financial Services
PNC
$100B
$277K 0.03%
2,226
– –
RSP icon
232
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
$273K 0.03%
2,951
– –
STT icon
233
State Street
STT
$50.5B
$269K 0.03%
3,000
-37
-1% -$3.08K
RDS.A
234
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$268K 0.03%
5,048
+2,445
+94% +$131K
DVY icon
235
iShares Select Dividend ETF
DVY
$23.6B
$267K 0.03%
2,898
– –
ADBE icon
236
Adobe
ADBE
$99.9B
$261K 0.03%
1,847
– –
KKR icon
237
KKR & Co
KKR
$95.7B
$260K 0.03%
14,002
-4,497
-24% -$82.3K
BP icon
238
BP
BP
$114B
$259K 0.03%
8,461
+1,288
+18% +$40.1K
FXG icon
239
First Trust Consumer Staples AlphaDEX Fund
FXG
$226M
$258K 0.03%
5,619
-325
-5% -$15.1K
BBRC
240
DELISTED
Columbia Beyond BRICs ETF
BBRC
$258K 0.03%
14,880
– –
BX icon
241
Blackstone
BX
$108B
$252K 0.03%
7,570
-574
-7% -$18K
META icon
242
Meta Platforms (Facebook)
META
$1.5T
$251K 0.03%
1,665
+55
+3% +$8.18K
ALL icon
243
Allstate
ALL
$67.6B
$248K 0.03%
2,810
+2
+0.1% +$170
IDV icon
244
iShares International Select Dividend ETF
IDV
$8.47B
$243K 0.03%
7,436
+323
+5% +$10.5K
DLTR icon
245
Dollar Tree
DLTR
$24.9B
$241K 0.03%
3,457
-546
-14% -$42.1K
JCI icon
246
Johnson Controls International
JCI
$88.7B
$237K 0.03%
5,482
-60
-1% -$2.51K
ALGN icon
247
Align Technology
ALGN
$12.4B
$232K 0.03%
1,550
– –
FNDA icon
248
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$230K 0.03%
13,268
– –
NWL icon
249
Newell Brands
NWL
$2.71B
$229K 0.03%
4,280
– –
VO icon
250
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$227K 0.03%
6,940
– –
8 9
10
11 12

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.