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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
226
General Dynamics
GD
$105B
$254K 0.03%
1,357
-30
-2% -$5.54K
LUMN icon
227
Lumen
LUMN
$6.09B
$245K 0.03%
10,401
+11
+0.1% +$268
BHI
228
DELISTED
Baker Hughes
BHI
$245K 0.03%
4,109
-300
-7% -$18.3K
BX icon
229
Blackstone
BX
$107B
$241K 0.03%
8,144
– –
STT icon
230
State Street
STT
$50.8B
$241K 0.03%
3,037
-40
-1% -$3.17K
ADBE icon
231
Adobe
ADBE
$103B
$240K 0.03%
1,847
-5
-0.3% -$587
EOG icon
232
EOG Resources
EOG
$71.4B
$240K 0.03%
2,464
– –
O icon
233
Realty Income
O
$59B
$240K 0.03%
4,174
-31
-0.7% -$1.79K
TPR icon
234
Tapestry
TPR
$32.7B
$240K 0.03%
5,819
-3,620
-38% -$136K
BBRC
235
DELISTED
Columbia Beyond BRICs ETF
BBRC
$238K 0.03%
14,880
– –
FNB icon
236
FNB Corp
FNB
$6.75B
$235K 0.03%
15,864
+4,569
+40% +$70.2K
AWK icon
237
American Water Works
AWK
$26.8B
$234K 0.03%
3,020
– –
JCI icon
238
Johnson Controls International
JCI
$93.6B
$233K 0.03%
5,542
-74
-1% -$3.13K
ET icon
239
Energy Transfer Partners
ET
$71.2B
$232K 0.03%
11,776
– –
FNDA icon
240
Schwab Fundamental US Small Company Index ETF
FNDA
$9.27B
$230K 0.03%
13,268
+13,222
+28,743% +$228K
ALL icon
241
Allstate
ALL
$69.6B
$228K 0.03%
2,808
-62
-2% -$4.88K
META icon
242
Meta Platforms (Facebook)
META
$1.5T
$228K 0.03%
1,610
+220
+16% +$29.4K
VO icon
243
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$226K 0.03%
6,940
-380
-5% -$13.1K
YUM icon
244
Yum! Brands
YUM
$41.6B
$225K 0.03%
3,526
-60
-2% -$3.91K
PAYX icon
245
Paychex
PAYX
$42.7B
$224K 0.03%
3,806
-4,887
-56% -$297K
IDV icon
246
iShares International Select Dividend ETF
IDV
$8.48B
$223K 0.03%
7,113
-200
-3% -$6.17K
GM icon
247
General Motors
GM
$76.3B
$222K 0.03%
6,281
+393
+7% +$14.4K
BP icon
248
BP
BP
$109B
$215K 0.03%
7,173
+1,844
+35% +$56.1K
IUSV icon
249
iShares Core S&P US Value ETF
IUSV
$27.5B
$215K 0.03%
4,270
+2,030
+91% +$102K
BCS.PRD.CL
250
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$214K 0.03%
8,300
– –
8 9
10
11 12

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RFA
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CCT
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.