We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
226
Abbott
ABT
$187B
$231K 0.03%
6,039
+175
+3% +$6.94K
JCI icon
227
Johnson Controls International
JCI
$92.2B
$231K 0.03%
5,616
-1,222
-18% -$53.5K
GSIE icon
228
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$229K 0.03%
9,410
-2,007
-18% -$48.8K
GLD icon
229
SPDR Gold Trust
GLD
$141B
$228K 0.03%
2,085
+410
+24% +$47.6K
ET icon
230
Energy Transfer Partners
ET
$69.3B
$227K 0.03%
11,776
– –
YUM icon
231
Yum! Brands
YUM
$41.1B
$227K 0.03%
3,586
-1,327
-27% -$83.3K
PNC icon
232
PNC Financial Services
PNC
$101B
$225K 0.03%
1,929
– –
BX icon
233
Blackstone
BX
$110B
$220K 0.03%
8,144
-350
-4% -$9.08K
CXP
234
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$220K 0.03%
10,213
– –
BBRC
235
DELISTED
Columbia Beyond BRICs ETF
BBRC
$220K 0.03%
14,880
-1,370
-8% -$21.1K
AWK icon
236
American Water Works
AWK
$26.9B
$218K 0.03%
3,020
+2,955
+4,546% +$214K
RTN
237
DELISTED
Raytheon Company
RTN
$217K 0.03%
1,533
+319
+26% +$45.3K
IDV icon
238
iShares International Select Dividend ETF
IDV
$8.51B
$216K 0.03%
7,313
+3,777
+107% +$110K
MINT icon
239
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$215K 0.03%
2,126
– –
ALL icon
240
Allstate
ALL
$67.5B
$212K 0.03%
2,870
+2
+0.1% +$141
IUSG icon
241
iShares Core S&P US Growth ETF
IUSG
$33.7B
$212K 0.03%
4,945
+1,175
+31% +$49.8K
BCS.PRD.CL
242
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$211K 0.03%
8,300
– –
GM icon
243
General Motors
GM
$76.8B
$205K 0.03%
5,888
-7,259
-55% -$244K
SLV icon
244
iShares Silver Trust
SLV
$30.7B
$203K 0.03%
13,495
– –
IYE icon
245
iShares US Energy ETF
IYE
$1.71B
$200K 0.03%
4,820
– –
OIH icon
246
VanEck Oil Services ETF
OIH
$1.92B
$200K 0.03%
300
+31
+12% +$19.3K
ESRX
247
DELISTED
Express Scripts Holding Company
ESRX
$200K 0.03%
2,918
+65
+2% +$4.66K
BHP icon
248
BHP
BHP
$230B
$196K 0.03%
6,167
+494
+9% +$16K
IJR icon
249
iShares Core S&P Small-Cap ETF
IJR
$112B
$195K 0.03%
2,840
+540
+23% +$34.8K
SGOL icon
250
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$195K 0.03%
17,500
– –
8 9
10
11 12

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.