CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.88%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.3M
Cap. Flow %
1.76%
Top 10 Hldgs %
45.65%
Holding
1,298
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$5.84M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.49M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$3.96M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$3.85M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$1.62M

Top Sells

1
PSTB
Park Sterling Corp.
PSTB
$3.32M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.47M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$1.13M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$853K

Sector Composition

1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ABT icon
226
Abbott
ABT
$230B
$231K 0.03%
6,039
+175
+3% +$6.69K
JCI icon
227
Johnson Controls International
JCI
$70.1B
$231K 0.03%
5,616
-1,222
-18% -$50.3K
GSIE icon
228
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.27B
$229K 0.03%
9,410
-2,007
-18% -$48.8K
GLD icon
229
SPDR Gold Trust
GLD
$113B
$228K 0.03%
2,085
+410
+24% +$44.8K
ET icon
230
Energy Transfer Partners
ET
$58.9B
$227K 0.03%
11,776
– –
YUM icon
231
Yum! Brands
YUM
$41.1B
$227K 0.03%
3,586
-1,327
-27% -$84K
PNC icon
232
PNC Financial Services
PNC
$80.2B
$225K 0.03%
1,929
– –
BX icon
233
Blackstone
BX
$135B
$220K 0.03%
8,144
-350
-4% -$9.46K
CXP
234
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$220K 0.03%
10,213
– –
BBRC
235
DELISTED
Columbia Beyond BRICs ETF
BBRC
$220K 0.03%
14,880
-1,370
-8% -$20.3K
AWK icon
236
American Water Works
AWK
$27.3B
$218K 0.03%
3,020
+2,955
+4,546% +$213K
RTN
237
DELISTED
Raytheon Company
RTN
$217K 0.03%
1,533
+319
+26% +$45.2K
IDV icon
238
iShares International Select Dividend ETF
IDV
$5.77B
$216K 0.03%
7,313
+3,777
+107% +$112K
MINT icon
239
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$215K 0.03%
2,126
– –
ALL icon
240
Allstate
ALL
$52.8B
$212K 0.03%
2,870
+2
+0.1% +$148
IUSG icon
241
iShares Core S&P US Growth ETF
IUSG
$24.8B
$212K 0.03%
4,945
+1,175
+31% +$50.4K
BCS.PRD.CL
242
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$211K 0.03%
8,300
– –
GM icon
243
General Motors
GM
$55.4B
$205K 0.03%
5,888
-7,259
-55% -$253K
SLV icon
244
iShares Silver Trust
SLV
$20.3B
$203K 0.03%
13,495
– –
IYE icon
245
iShares US Energy ETF
IYE
$1.16B
$200K 0.03%
4,820
– –
OIH icon
246
VanEck Oil Services ETF
OIH
$881M
$200K 0.03%
300
+31
+12% +$20.7K
ESRX
247
DELISTED
Express Scripts Holding Company
ESRX
$200K 0.03%
2,918
+65
+2% +$4.46K
BHP icon
248
BHP
BHP
$138B
$196K 0.03%
6,167
+494
+9% +$15.7K
IJR icon
249
iShares Core S&P Small-Cap ETF
IJR
$85.8B
$195K 0.03%
2,840
+540
+23% +$37.1K
SGOL icon
250
abrdn Physical Gold Shares ETF
SGOL
$5.79B
$195K 0.03%
17,500
– –
8 9
10
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