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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRX
226
DELISTED
Express Scripts Holding Company
ESRX
$197K 0.04%
2,872
+22
+0.8% +$1.58K
FITB
227
Fifth Third Bancorp
FITB
$51.8B
$196K 0.04%
11,756
+265
+2% +$4.36K
TGT icon
228
Target
TGT
$68B
$195K 0.04%
2,370
+159
+7% +$12K
HSY icon
229
Hershey
HSY
$36.6B
$189K 0.04%
2,056
+764
+59% +$68.2K
XLV icon
230
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$187K 0.03%
2,773
+737
+36% +$49.4K
EOG icon
231
EOG Resources
EOG
$70.7B
$185K 0.03%
2,560
-204
-7% -$14.1K
SIVR icon
232
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$181K 0.03%
12,000
– –
USB icon
233
US Bancorp
USB
$99.6B
$180K 0.03%
4,442
-103
-2% -$4.11K
ADBE icon
234
Adobe
ADBE
$105B
$178K 0.03%
1,904
+65
+4% +$5.63K
STT icon
235
State Street
STT
$50.7B
$175K 0.03%
+3,000
New +$170K
BIV icon
236
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$174K 0.03%
2,018
+442
+28% +$37.5K
BX icon
237
Blackstone
BX
$110B
$174K 0.03%
6,230
+574
+10% +$15.2K
META icon
238
Meta Platforms (Facebook)
META
$1.51T
$170K 0.03%
1,495
+633
+73% +$66.8K
ALL icon
239
Allstate
ALL
$67.5B
$168K 0.03%
2,508
+550
+28% +$34.5K
NSC icon
240
Norfolk Southern
NSC
$75.1B
$168K 0.03%
2,020
-43
-2% -$3.25K
TEVA icon
241
Teva Pharmaceuticals
TEVA
$41.2B
$168K 0.03%
3,149
+24
+0.8% +$1.41K
IYW icon
242
iShares US Technology ETF
IYW
$25.2B
$166K 0.03%
6,140
-436
-7% -$11K
PNC icon
243
PNC Financial Services
PNC
$101B
$166K 0.03%
1,974
-370
-16% -$31.5K
CB icon
244
Chubb
CB
$135B
$165K 0.03%
1,388
+478
+53% +$54.9K
AGZD icon
245
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$163K 0.03%
6,888
+3,708
+117% +$88K
GD icon
246
General Dynamics
GD
$106B
$163K 0.03%
1,243
+190
+18% +$25.2K
LQD icon
247
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$162K 0.03%
1,367
+274
+25% +$31.5K
HBI
248
DELISTED
Hanesbrands
HBI
$159K 0.03%
5,620
– –
ALGN icon
249
Align Technology
ALGN
$12.3B
$157K 0.03%
+2,170
New +$142K
CERN
250
DELISTED
Cerner Corp
CERN
$156K 0.03%
2,950
+700
+31% +$38.1K
8 9
10
11 12

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RFA
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.