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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
226
Blackstone
BX
$110B
$165K 0.03%
5,656
-872
-13% -$27.8K
HBI
227
DELISTED
Hanesbrands
HBI
$165K 0.03%
5,620
– –
SIVR icon
228
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$162K 0.03%
12,000
– –
TGT icon
229
Target
TGT
$68B
$160K 0.03%
2,211
+75
+4% +$5.6K
CXP
230
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$160K 0.03%
6,823
-1,591
-19% -$38.7K
PRU icon
231
Prudential Financial
PRU
$41.8B
$157K 0.03%
1,935
+447
+30% +$37K
DEO icon
232
Diageo
DEO
$53.6B
$154K 0.03%
1,413
+75
+6% +$8.46K
MGK icon
233
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$154K 0.03%
+9,300
New +$156K
SCHW
234
Charles Schwab
SCHW
$187B
$151K 0.03%
4,600
-105
-2% -$3.32K
AFT
235
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$151K 0.03%
+10,000
New +$153K
ENFR icon
236
Alerian Energy Infrastructure ETF
ENFR
$506M
$150K 0.03%
8,629
+6,827
+379% +$131K
EMC
237
DELISTED
EMC CORPORATION
EMC
$150K 0.03%
5,864
+555
+10% +$14.4K
XLV icon
238
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$146K 0.03%
2,036
– –
BIIB icon
239
Biogen
BIIB
$30.7B
$144K 0.03%
472
-208
-31% -$59.8K
GD icon
240
General Dynamics
GD
$106B
$144K 0.03%
1,053
– –
IJK icon
241
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$143K 0.03%
3,560
+1,200
+51% +$49.1K
LH icon
242
Labcorp
LH
$25.9B
$142K 0.03%
1,339
-38
-3% -$3.92K
XLF icon
243
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$141K 0.03%
6,746
+4,676
+226% +$98.5K
ITC
244
DELISTED
ITC HOLDINGS CORP
ITC
$141K 0.03%
3,600
– –
EPS icon
245
WisdomTree US LargeCap Fund
EPS
$1.65B
$138K 0.03%
6,000
– –
ROST icon
246
Ross Stores
ROST
$81.9B
$138K 0.03%
2,581
+32
+1% +$1.64K
ASH icon
247
Ashland
ASH
$3.5B
$136K 0.03%
2,725
+2,527
+1,276% +$133K
CERN
248
DELISTED
Cerner Corp
CERN
$135K 0.03%
2,250
-297
-12% -$18.3K
MLPI
249
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$135K 0.03%
5,193
-146,061
-97% -$3.95M
IGSB icon
250
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$133K 0.03%
2,562
– –
8 9
10
11 12

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TU
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NFG
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6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.