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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
226
UnitedHealth
UNH
$370B
$157K 0.03%
1,331
-58
-4% -$6.94K
BHP icon
227
BHP
BHP
$230B
$153K 0.03%
4,974
+4,179
+526% +$136K
DEO icon
228
Diageo
DEO
$53.6B
$152K 0.03%
1,338
+40
+3% +$4.44K
RCAP
229
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$151K 0.03%
135,000
+30,149
+29% +$101K
CMCSA icon
230
Comcast
CMCSA
$90B
$150K 0.03%
4,932
+728
+17% +$21.6K
GD icon
231
General Dynamics
GD
$106B
$150K 0.03%
1,053
+360
+52% +$52.1K
IHDG icon
232
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$146K 0.03%
5,646
+5,337
+1,727% +$139K
OIH icon
233
VanEck Oil Services ETF
OIH
$1.92B
$145K 0.03%
240
-21
-8% -$12.9K
NSC icon
234
Norfolk Southern
NSC
$75.1B
$143K 0.03%
1,820
– –
ADM icon
235
Archer Daniels Midland
ADM
$36.9B
$139K 0.03%
3,090
-100
-3% -$4.57K
EPS icon
236
WisdomTree US LargeCap Fund
EPS
$1.65B
$139K 0.03%
6,000
– –
XLV icon
237
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$139K 0.03%
2,036
+99
+5% +$7.24K
PDP icon
238
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$138K 0.03%
+3,341
New +$143K
LH icon
239
Labcorp
LH
$25.9B
$137K 0.03%
1,377
– –
USB icon
240
US Bancorp
USB
$99.6B
$137K 0.03%
3,357
-385
-10% -$16.7K
EMC
241
DELISTED
EMC CORPORATION
EMC
$136K 0.03%
5,309
+161
+3% +$4.07K
SCHW
242
Charles Schwab
SCHW
$187B
$135K 0.03%
4,705
-533
-10% -$17.1K
BIV icon
243
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$134K 0.03%
+1,576
New +$133K
HDV
244
iShares Core High Dividend ETF
HDV
$14.9B
$134K 0.03%
9,100
+5,275
+138% +$76.5K
IGSB icon
245
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$134K 0.03%
2,562
+100
+4% +$5.25K
HEDJ icon
246
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$132K 0.03%
4,616
+400
+9% +$12K
LQD icon
247
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$131K 0.03%
1,118
+217
+24% +$25.1K
ALL icon
248
Allstate
ALL
$67.5B
$129K 0.03%
2,134
– –
ROST icon
249
Ross Stores
ROST
$81.9B
$127K 0.03%
2,549
+25
+1% +$1.28K
IWD icon
250
iShares Russell 1000 Value ETF
IWD
$83.7B
$124K 0.03%
1,270
+71
+6% +$7.05K
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.