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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$228M
AUM Growth
+$70.8M
Cap. Flow
+$70.3M
Cap. Flow %
30.91%
Top 10 Hldgs %
44.75%
Holding
909
New
144
Increased
232
Reduced
67
Closed
44

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.56M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.44M
4
IOO icon
iShares Global 100 ETF
IOO
+$4.36M
5
XOM icon
ExxonMobil
XOM
+$3M

Top Sells

Rank Stock Value
1
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.52M
2
STT icon
State Street
STT
+$258K
3
NUE icon
Nucor
NUE
+$244K
4
UL icon
Unilever
UL
+$206K
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$170K

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.61%
3 Energy 6.07%
4 Healthcare 5.37%
5 Industrials 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.A
226
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$77K 0.03%
1,384
+321
+30% +$19K
TFCF
227
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$76K 0.03%
2,300
– –
PNC icon
228
PNC Financial Services
PNC
$101B
$75K 0.03%
800
– –
AMT icon
229
American Tower
AMT
$80.4B
$74K 0.03%
789
+50
+7% +$4.86K
COKE icon
230
Coca-Cola Consolidated
COKE
$12.8B
$74K 0.03%
6,510
– –
DBAW icon
231
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$293M
$74K 0.03%
+2,800
New +$71.5K
NLY icon
232
Annaly Capital Management
NLY
$17.4B
$74K 0.03%
1,769
– –
DLN icon
233
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$73K 0.03%
2,000
– –
XEL icon
234
Xcel Energy
XEL
$48.8B
$72K 0.03%
+2,065
New +$73.8K
LLY icon
235
Eli Lilly
LLY
$1.06T
$70K 0.03%
967
+65
+7% +$4.63K
VKI icon
236
Invesco Advantage Municipal Income Trust II
VKI
$401M
$69K 0.03%
+5,850
New +$68.8K
RTN
237
DELISTED
Raytheon Company
RTN
$69K 0.03%
636
-110
-15% -$11.8K
VYM icon
238
Vanguard High Dividend Yield ETF
VYM
$82.8B
$68K 0.03%
994
+429
+76% +$29.5K
PNFP icon
239
Pinnacle Financial Partners Inc
PNFP
$15.8B
$67K 0.03%
+1,500
New +$60.3K
VMC icon
240
Vulcan Materials
VMC
$36.9B
$67K 0.03%
800
+600
+300% +$46.3K
FEZ icon
241
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$66K 0.03%
1,700
-4,500
-73% -$170K
MTD icon
242
Mettler-Toledo International
MTD
$28.6B
$66K 0.03%
200
– –
ITM icon
243
VanEck Intermediate Muni ETF
ITM
$2.15B
$65K 0.03%
1,365
– –
META icon
244
Meta Platforms (Facebook)
META
$1.51T
$65K 0.03%
793
+500
+171% +$39.2K
PX
245
DELISTED
Praxair Inc
PX
$65K 0.03%
540
– –
MET icon
246
MetLife
MET
$62.1B
$64K 0.03%
1,416
– –
O icon
247
Realty Income
O
$59.1B
$64K 0.03%
1,286
+1,239
+2,636% +$62K
ROK icon
248
Rockwell Automation
ROK
$49B
$64K 0.03%
554
+300
+118% +$33.7K
SIAL
249
DELISTED
SIGMA - ALDRICH CORP
SIAL
$64K 0.03%
460
– –
DGRE icon
250
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$63K 0.03%
2,630
– –
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Carroll Financial Associates held 909 positions worth $228M, up 45% from $157M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $70.3M of net new capital in Q1 2015, opening 144 new positions and adding to 232 existing holdings. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, an estimated $1.52M trimmed.

  • Carroll Financial Associates's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 51,710 shares worth $1.55M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2015, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q1 2015 reduction was Invesco FTSE RAFI Developed Markets ex-US ETF, cutting an estimated $1.52M.
  • Carroll Financial Associates fully exited State Street in Q1 2015, selling an estimated $258K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $228M portfolio in Q1 2015.
  • Carroll Financial Associates opened 144 new positions and closed 44 in Q1 2015.
  • Carroll Financial Associates's portfolio value rose 45% quarter-over-quarter to $228M.

Based on Carroll Financial Associates's 13F filing for Q1 2015, filed 23 Apr 2015.