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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAI
226
DELISTED
Reynolds American Inc
RAI
$59K 0.04%
1,704
-670
-28% -$21.2K
CAT icon
227
Caterpillar
CAT
$387B
$58K 0.04%
712
– –
POT
228
DELISTED
Potash Corp Of Saskatchewan
POT
$58K 0.04%
1,602
+350
+28% +$11.9K
DTV
229
DELISTED
DIRECTV COM STK (DE)
DTV
$58K 0.04%
665
-5
-0.7% -$430
CFN
230
DELISTED
CAREFUSION CORPORATION
CFN
$57K 0.04%
959
– –
AON icon
231
Aon
AON
$76B
$56K 0.04%
600
-80
-12% -$7.16K
CMS icon
232
CMS Energy
CMS
$22.3B
$55K 0.04%
1,500
– –
EW icon
233
Edwards Lifesciences
EW
$51.7B
$55K 0.04%
2,454
– –
AIVI icon
234
WisdomTree International AI Enhanced Value Fund
AIVI
$63.9M
$54K 0.03%
1,220
– –
GD icon
235
General Dynamics
GD
$106B
$54K 0.03%
+390
New +$53.1K
HSBC.PRA
236
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$53K 0.03%
2,040
+590
+41% +$15K
C icon
237
Citigroup
C
$226B
$52K 0.03%
1,076
-2,362
-69% -$125K
PKB icon
238
Invesco Building & Construction ETF
PKB
$453M
$52K 0.03%
2,425
– –
MEMP
239
DELISTED
Memorial Production Partners LP Common Units
MEMP
$52K 0.03%
+3,095
New +$53.2K
HAL icon
240
Halliburton
HAL
$26.6B
$51K 0.03%
1,208
-509
-30% -$24.8K
WT icon
241
WisdomTree
WT
$3.22B
$51K 0.03%
2,800
-40,750
-94% -$567K
D icon
242
Dominion Energy
D
$59.3B
$50K 0.03%
648
-1,873
-74% -$136K
FCX icon
243
Freeport-McMoran
FCX
$97.5B
$50K 0.03%
2,743
-26,522
-91% -$732K
PXD
244
DELISTED
Pioneer Natural Resource Co.
PXD
$50K 0.03%
316
– –
CZA icon
245
Invesco Zacks Mid-Cap ETF
CZA
$192M
$49K 0.03%
+1,000
New +$48.7K
HPQ icon
246
HP
HPQ
$27.5B
$49K 0.03%
2,874
-3,419
-54% -$57.3K
IVW icon
247
iShares S&P 500 Growth ETF
IVW
$77.6B
$49K 0.03%
1,744
-320
-16% -$8.74K
WKC icon
248
World Kinect Corp
WKC
$1.86B
$49K 0.03%
+1,000
New +$43.3K
BBT.PRG
249
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series G Non-C
BBT.PRG
$49K 0.03%
2,010
-500
-20% -$11.2K
FULT icon
250
Fulton Financial
FULT
$4.64B
$48K 0.03%
4,166
– –
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.