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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
226
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$106K 0.03%
2,126
– –
CNL
227
DELISTED
CLECO CRP (HOLDING CO)
CNL
$106K 0.03%
1,800
– –
KRFT
228
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$105K 0.03%
1,744
+78
+5% +$4.51K
LLY icon
229
Eli Lilly
LLY
$1.06T
$104K 0.03%
1,669
– –
SU icon
230
Suncor Energy
SU
$71.8B
$103K 0.03%
2,425
+125
+5% +$4.87K
HPQ icon
231
HP
HPQ
$25.8B
$101K 0.03%
6,571
+2,064
+46% +$31K
MDT icon
232
Medtronic
MDT
$110B
$101K 0.03%
1,582
+220
+16% +$13.4K
MUB icon
233
iShares National Muni Bond ETF
MUB
$45.3B
$101K 0.03%
929
– –
SHW icon
234
Sherwin-Williams
SHW
$88.2B
$100K 0.03%
1,443
+144
+11% +$9.62K
DEM icon
235
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$98K 0.03%
1,887
+157
+9% +$7.95K
ORLY icon
236
O'Reilly Automotive
ORLY
$76.2B
$98K 0.03%
9,795
– –
KKR icon
237
KKR & Co
KKR
$92.8B
$97K 0.03%
+4,000
New +$93.1K
DATA
238
DELISTED
Tableau Software, Inc.
DATA
$97K 0.03%
1,354
– –
DE icon
239
Deere & Co
DE
$166B
$96K 0.03%
1,059
– –
L icon
240
Loews
L
$23.7B
$96K 0.03%
2,189
– –
AAN.A
241
DELISTED
The Aaron's Company Inc Class A
AAN.A
$96K 0.03%
2,700
– –
VGT icon
242
Vanguard Information Technology ETF
VGT
$147B
$94K 0.03%
7,768
+2,400
+45% +$27.7K
CB
243
DELISTED
CHUBB CORPORATION
CB
$93K 0.03%
1,010
+115
+13% +$10.6K
VIAB
244
DELISTED
Viacom Inc. Class B
VIAB
$92K 0.03%
1,059
-11
-1% -$935
USB icon
245
US Bancorp
USB
$99.4B
$86K 0.02%
1,974
– –
CATO icon
246
Cato Corp
CATO
$65.9M
$85K 0.02%
2,763
– –
IWN icon
247
iShares Russell 2000 Value ETF
IWN
$14.5B
$85K 0.02%
825
– –
KMB icon
248
Kimberly-Clark
KMB
$36.1B
$85K 0.02%
797
+92
+13% +$9.78K
GS icon
249
Goldman Sachs
GS
$301B
$84K 0.02%
500
+21
+4% +$3.39K
PAYX icon
250
Paychex
PAYX
$42.7B
$83K 0.02%
2,009
+200
+11% +$8.22K
8 9
10
11 12

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CCT
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.