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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
226
Honeywell
HON
$78B
$83K 0.03%
1,015
-235
-19% -$18.4K
CNL
227
DELISTED
CLECO CRP (HOLDING CO)
CNL
$83K 0.03%
1,800
– –
IWN icon
228
iShares Russell 2000 Value ETF
IWN
$14.6B
$82K 0.03%
825
– –
LLY icon
229
Eli Lilly
LLY
$1.06T
$81K 0.03%
1,600
-1,342
-46% -$67.2K
BMS
230
DELISTED
Bemis
BMS
$81K 0.03%
2,000
-4,100
-67% -$161K
SU icon
231
Suncor Energy
SU
$70.3B
$80K 0.03%
2,300
– –
PAYX icon
232
Paychex
PAYX
$42.7B
$79K 0.03%
1,737
– –
CB
233
DELISTED
CHUBB CORPORATION
CB
$79K 0.03%
820
– –
AAN.A
234
DELISTED
The Aaron's Company Inc Class A
AAN.A
$79K 0.03%
+2,700
New +$79K
DEM icon
235
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$78K 0.03%
1,530
+450
+42% +$23.4K
VMC icon
236
Vulcan Materials
VMC
$36.9B
$77K 0.03%
1,300
-400
-24% -$22.1K
APA icon
237
APA Corp
APA
$13.2B
$75K 0.03%
876
+718
+454% +$63.9K
HAL icon
238
Halliburton
HAL
$26.6B
$75K 0.03%
1,489
+110
+8% +$5.69K
UUP icon
239
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$74K 0.03%
3,475
+700
+25% +$15.1K
SHW icon
240
Sherwin-Williams
SHW
$89.8B
$73K 0.03%
1,200
– –
VDC icon
241
Vanguard Consumer Staples ETF
VDC
$7.99B
$73K 0.03%
669
– –
MDT icon
242
Medtronic
MDT
$112B
$70K 0.02%
1,220
– –
PTF icon
243
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$70K 0.02%
5,940
– –
WU icon
244
Western Union
WU
$2.21B
$70K 0.02%
4,100
-68,933
-94% -$1.21M
IVE icon
245
iShares S&P 500 Value ETF
IVE
$49.8B
$69K 0.02%
818
+198
+32% +$16.3K
HSIC icon
246
Henry Schein
HSIC
$9.82B
$68K 0.02%
1,530
– –
PFF icon
247
iShares Preferred and Income Securities ETF
PFF
$13.3B
$66K 0.02%
1,800
– –
IJR icon
248
iShares Core S&P Small-Cap ETF
IJR
$112B
$65K 0.02%
1,200
– –
ROK icon
249
Rockwell Automation
ROK
$49B
$65K 0.02%
554
– –
BEN icon
250
Franklin Resources
BEN
$17.2B
$64K 0.02%
1,113
– –
8 9
10
11 12

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.