Innovator US Equity Ultra Buffer ETF October
UOCT
69 hedge funds and large institutions have $88.7M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 16 closing their positions.
0.73% more ownership
Funds ownership: 62.95% → 63.68% (+0.73%)
12% less funds holding
Funds holding: 78 → 69 (-9)
13% less capital invested
Capital invested by funds: $102M → $88.7M (-$13.3M)
18% less repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 22
50% less first-time investments, than exits
New positions opened: 8 | Existing positions closed: 16
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Mercer Global Advisors
Denver,
Colorado
|
+$4.35M |
| 2 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$898K |
| 3 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$817K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$784K |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
+$718K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Raymond James Financial
St Petersburg,
Florida
|
-$12.4M |
| 2 |
EMAM
Encompass More Asset Management
Danville,
California
|
-$4.57M |
| 3 |
ATS
Ashton Thomas Securities
Rochester,
New York
|
-$2.33M |
| 4 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
-$1.97M |
| 5 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$1.08M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Morgan Stanley
New York
| – | -$368K | -10,000 | Closed |
|
|
SAI
77
Savvy Advisors Inc
New York
| – | -$351K | -9,555 | Closed |
|
|
APW
78
Atlantic Private Wealth
Chapel Hill,
North Carolina
| – | -$316K | -8,578 | Closed |
|
|
GS
79
GTS Securities
New York
| – | -$281K | -7,643 | Closed |
|
|
AAS
80
Ameritas Advisory Services
Lincoln,
Nebraska
| – | -$127K | -3,454 | Closed |
|
|
GWANC
81
Guardian Wealth Advisors (North Carolina)
Raleigh,
North Carolina
| – | -$120K | -3,250 | Closed |
|
82
UBS Group
Zurich,
Switzerland
| – | -$65.4K | -1,777 | Closed |
|
83
Barclays
London,
United Kingdom
| – | -$52.3K | -1,422 | Closed |
|
|
AAP
84
Arax Advisory Partners
Denver,
Colorado
| – | -$15.8K | -430 | Closed |
|
|
OSAM
85
O'Shaughnessy Asset Management
Stamford,
Connecticut
| – | -$8.86K | -241 | Closed |
|
UOCT Hedge Fund Activity: Q3 2025 in Review
69 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2025, worth a combined $88.7M — down 13% from $102M a quarter earlier.
Sellers outnumbered buyers: 16 funds closed out of UOCT and 8 opened new positions — a net loss of 8 holders — while 22 trimmed existing stakes and 18 added.
The largest buyer was Mercer Global Advisors, opening a new position worth an estimated $4.35M. The largest seller was Raymond James Financial, cutting an estimated $12.4M.
- 69 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2025, down from 78 in Q2 2025.
- Funds reported $88.7M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2025, down 13% quarter-over-quarter.
- 8 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2025 and 16 closed out, a net change of -8 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2025 was Mercer Global Advisors, an estimated $4.35M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2025 was Raymond James Financial, an estimated $12.4M sold.
Based on aggregated 13F filings for Q3 2025.